IP Library Granted Patent US 7,890,401
Granted Patent B2
US 7,890,401 · App. 11/827,247 · Granted Feb 15, 2011

Method and system for electronic delivery of sensitive information

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Quick Facts
Patent No.
US 7,890,401
App. No.
11/827,247
Granted
Feb 15, 2011
Kind
B2
Abstract

A method and related system obtains consent from a user for electronic delivery of sensitive information. The user operating a first computer accesses a web page on a server system to input the consent. The web page prompts for the consent from the user. Once the consent is received at the server system, the consent is stored and sensitive information is delivered electronically to an e-mail address specified by the user. Once consent is indicated, it is communicated from the individual's computer to another computer such as a server over, for example, a modem connection. Having secured the individual's consent, the additional sensitive information may be delivered to the individual's computer as, for example, a URL attachment to an email message.

Claims (15)

1. A system comprising at least one processor programmed to:

request consent of a recipient to electronically deliver particular compliance information to the recipient upon the particular compliance information becoming available, wherein the request of consent being unrelated to a security measure; and

upon receiving the recipient's consent and the particular compliance information becoming available, making the particular compliance information electronically accessible to the recipient.

2. The system of claim 1 , wherein the at least one processor is programmed to obtain the recipient's consent by sending the recipient a communication requesting consent over a computer communications link.

3. The system of claim 2 , wherein the communication is an email.

4. The system of claim 2 , wherein the communication is content presented on a web site accessible by the recipient.

5. The system of claim 1 , wherein making the particular compliance information electronically accessible to the recipient comprises sending the recipient an email.

6. The system of claim 5 , wherein the email includes the particular compliance information.

7. The system of claim 5 , wherein the email includes a web address at which the particular compliance information is accessible.

8. The system of claim 1 , wherein making the particular compliance information electronically accessible to the recipient comprises making the particular compliance information accessible via a web site.

9. The system of claim 1 , wherein the particular compliance information is compliance information.

10. The system of claim 1 , further comprising at least one storage element operable to store an indication of consent received from the recipient.

11. The system of claim 1 , wherein the particular compliance information comprises a document from a particular securities issuer.

12. The system of claim 1 , wherein the particular compliance information comprises a particular type of compliance document.

13. The system of claim 1 , wherein the particular compliance information comprises information relating to a particular security.

Assignments (8)
MERGER Recorded Apr 10, 2014
From: BROADRIDGE CONTENT SOLUTIONS, INC.
To: BROADRIDGE INVESTOR COMMUNICATION SOLUTIONS, INC.
Reel/Frame 032644/0922 →
CHANGE OF NAME Recorded Aug 17, 2011
From: NEWRIVER, INC.
To: BROADRIDGE CONTENT SOLUTIONS, INC.
Reel/Frame 026767/0062 →
TERMINATION OF INTELLECTUAL PROPERTY SECURITY AGREEMENT AT REEL 020462 FRAME 0686 Recorded Aug 19, 2010
From: LAZARD TECHNOLOGY PARTNERS II, LP
To: NEWRIVER, INC.
Reel/Frame 024850/0921 →
TERMINATION OF INTELLECTUAL PROPERTY SECURITY AGREEMENT AT REEL 020156 FRAME 0380 Recorded Aug 18, 2010
From: SILICON VALLEY BANK
To: NEWRIVER, INC.
Reel/Frame 024850/0303 →
TERMINATION OF SECURITY INTEREST IN PATENTS AND TRADEMARKS AT REEL 021253 FRAME 0149 Recorded Aug 18, 2010
From: COMPASS HORIZON FUNDING COMPANY LLC; HORIZON TECHNOLOGY FUNDING COMPANY V LLC
To: NEWRIVER, INC.
Reel/Frame 024850/0288 →
SECURITY INTEREST Recorded Jul 14, 2008
From: NEWRIVER, INC.
To: COMPASS HORIZON FUNDING COMPANY LLC; HORIZON TECHNOLOGY FUNDING COMPANY V LLC
Reel/Frame 021253/0149 →
SECURITY AGREEMENT Recorded Feb 5, 2008
From: NEWRIVER, INC.
To: LAZARD TECHNOLOGY PARTNERS II, LP
Reel/Frame 020462/0686 →
SECURITY AGREEMENT Recorded Nov 7, 2007
From: NEWRIVER, INC.
To: SILICON VALLEY BANK
Reel/Frame 020156/0380 →