IP Library Granted Patent US 11,101,256
Granted Patent B2
US 11,101,256 · App. 16/195,774 · Granted Aug 24, 2021

Optical modulators

Inventors: Guomin Yu (Glendora, CA); Amit Singh Nagra (Altadena, CA); Damiana Lerose (Pasadena, CA); Hooman Abediasl (Pasadena, CA); Pradeep Srinivasan (Fremont, CA); Joyce Kai See Poon (Toronto, CA); Zheng Yong (Toronto, CA); Haydn Frederick Jones (Reading, GB)
Assignee: Rockley Photonics Limited
H01L25/167G02F1/01708H04B10/524H04B10/54G02F1/0155H04B10/501
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Quick Facts
Patent No.
US 11,101,256
App. No.
16/195,774
Granted
Aug 24, 2021
Kind
B2
Abstract

An optoelectronic device. The optoelectronic device operable to provide a PAM-N modulated output, the device comprising: M optical modulators, M being an integer greater than 1, the M optical modulators being arranged in a cascade, the device being configured to operate in N distinct transmittance states, as a PAM-N modulator, wherein, in each transmittance state of the N distinct transmittance states, each of the M optical modulators has applied to it a respective control voltage equal to one of: a first voltage or a second voltage. One or more of the modulators may include a substrate; a crystalline cladding layer, on top of the substrate; and an optically active region, above the crystalline cladding layer. The crystalline cladding layer may have a refractive index which is less than a refractive index of the optically active region.

Claims (84)

1. An optoelectronic device operable to provide a PAM-N modulated output, the device comprising:

M optical modulators, M being an integer greater than 1, the M optical modulators being arranged in a cascade,

the device being configured to operate in N distinct transmittance states, as a PAM-N modulator,

wherein, in each transmittance state of the N distinct transmittance states, each of the M optical modulators has applied to it a respective control voltage equal to one of:

a first voltage or

a second voltage,

wherein one of the M optical modulators comprises:

a substrate;

a crystalline cladding layer being crystalline through its entire thickness, on top of the substrate; and

an optically active region, above the crystalline cladding layer,

wherein the crystalline cladding layer has a refractive index which is less than a refractive index of the optically active region,

wherein the optoelectronic device is on a silicon on insulator (SOI) wafer comprising the substrate, and

wherein the optically active region and the substrate are part of a single crystal.

2. The device of claim 1 , wherein M=N−1.

3. The device of claim 1 , wherein:

N=4;

M=3;

the first voltage is between 0 V and 0.2 V; and

the second voltage is between 1.8 V and 2.0 V.

4. The device of claim 1 , wherein an optical modulator of the M optical modulators is an electro-absorption modulator.

5. The optoelectronic device of claim 1 , further comprising an intermediate waveguide, disposed between a first optical modulator of the M optical modulators and a second optical modulator of the M optical modulators, and operable to convey electromagnetic waves from the first optical modulator to the second optical modulator.

6. The optoelectronic device of claim 5 , wherein a first interface between the first optical modulator and the intermediate waveguide is at a first angle relative to a guiding direction of the intermediate waveguide, and a second interface between the second optical modulator and the intermediate waveguide is at an opposite angle to the first angle, wherein the first angle is not a right angle and the opposite angle is not a right angle.

7. The optoelectronic device of claim 1 , wherein each of the M optical modulators comprises an optically active region of a ridge waveguide.

8. The optoelectronic device of claim 1 , wherein:

the optoelectronic device has a first transmittance in a first transmittance state of the N distinct transmittance states;

the optoelectronic device has a second transmittance in a second transmittance state of the N distinct transmittance states; and

the first transmittance is one half of the second transmittance.

9. The optoelectronic device of claim 1 , further comprising a heater, such that the M optical modulators are tuneable with respect to wavelength.

10. The optoelectronic device of claim 1 , wherein:

in a first transmittance state of the N distinct transmittance states, all of the M optical modulators have applied to them a control voltage equal to the first voltage; and

in a second transmittance state of the N distinct transmittance states, all of the M optical modulators have applied to them a control voltage equal to the second voltage.

11. The optoelectronic device of claim 1 , wherein M=2.

12. The optoelectronic device of claim 1 , wherein the refractive index of the crystalline cladding layer is at most 0.95 times the refractive index of the optically active region.

13. An optoelectronic device operable to provide a PAM-N modulated output, the device comprising:

M optical modulators, M being an integer greater than 1, the M optical modulators being arranged in a cascade,

the device being configured to operate in N distinct transmittance states, as a PAM-N modulator,

wherein, in each transmittance state of the N distinct transmittance states, each of the M optical modulators has applied to it a respective control voltage equal to one of k different control voltages, wherein k is an integer greater than 1 and less than N, and

wherein one of the M optical modulators comprises:

a substrate;

a crystalline cladding layer being crystalline through its entire thickness, on top of the substrate; and

an optically active region, above the crystalline cladding layer,

wherein the crystalline cladding layer has a refractive index which is less than a refractive index of the optically active region,

wherein the optoelectronic device is on a silicon on insulator (SOI) wafer comprising the substrate, and

wherein the optically active region and the substrate are part of a single crystal.

14. The optoelectronic device of claim 13 , wherein the M optical modulators are electro-absorption modulators.

15. The optoelectronic device of claim 13 , further comprising an intermediate waveguide, disposed between a first optical modulator of the M optical modulators and a second optical modulator of the M optical modulators and operable to convey electromagnetic waves from the first optical modulator to the second optical modulator.

16. The optoelectronic device of claim 15 , wherein a first interface between the first optical modulator and the intermediate waveguide is at a first angle relative to a guiding direction of the intermediate waveguide, and a second interface between the second optical modulator and the intermediate waveguide is at an opposite angle to the first angle, wherein the first angle is not a right angle and the opposite angle is not a right angle.

17. The optoelectronic device of claim 13 , wherein each of a first optical modulator of the M optical modulators and a second optical modulator of the M optical modulators comprises an optically active region of a ridge waveguide.

18. The optoelectronic device of claim 13 , wherein:

the optoelectronic device has a first transmittance in a first transmittance state of the N distinct transmittance states;

the optoelectronic device has a second transmittance in a second transmittance state of the N distinct transmittance states; and

the first transmittance is one half of the second transmittance.

19. The optoelectronic device of claim 13 , further comprising a heater, such that an optical modulator of the M optical modulators is tuneable with respect to wavelength.

20. The optoelectronic device of claim 13 , wherein:

in a first transmittance state of the N distinct transmittance states, all of the M optical modulators have applied to them a control voltage equal to a first voltage; and

in a second transmittance state of the N distinct transmittance states, all of the M optical modulators have applied to them a control voltage equal to a second voltage.

21. The optoelectronic device of claim 13 , wherein M is greater than or equal to Log 2 (N).

22. The optoelectronic device of claim 13 , wherein the refractive index of the crystalline cladding layer is at most 0.95 times the refractive index of the optically active region.

23. An optoelectronic device operable to provide a PAM-N modulated output, the device comprising:

M optical modulators, M being an integer greater than 1, the M optical modulators being arranged in a cascade,

the device being configured to operate in N distinct transmittance states, as a PAM-N modulator,

wherein, in each transmittance state of the N distinct transmittance states, each of the M optical modulators has applied to it a respective control voltage equal to one of k different control voltages, wherein k is an integer greater than 1 and less than N, and

wherein one of the M optical modulators comprises:

a substrate;

a crystalline cladding layer being crystalline through its entire thickness, on top of the substrate; and

an optically active region, above the crystalline cladding layer,

wherein the crystalline cladding layer has a refractive index which is less than a refractive index of the optically active region, and

wherein:

N=4;

M=2; and

k=3.

24. The optoelectronic device of claim 23 , wherein:

in a first transmittance state of the 4 distinct transmittance states:

a first optical modulator of the 2 optical modulators has a transmittance that is a maximum transmittance of the first optical modulator; and

a second optical modulator of the 2 optical modulators has a transmittance that is a maximum transmittance of the second optical modulator;

in a second transmittance state of the 4 distinct transmittance states:

the first optical modulator has a first transmittance, the first transmittance being less than the maximum transmittance of the first optical modulator; and

the second optical modulator has the maximum transmittance of the second optical modulator;

in a third transmittance state of the 4 distinct transmittance states:

the first optical modulator has the maximum transmittance of the first optical modulator; and

the second optical modulator has a second transmittance, the second transmittance being less than the first transmittance; and

in a fourth transmittance state of the 4 distinct transmittance states:

the first optical modulator has a third transmittance, the third transmittance being less than the first transmittance; and

the second optical modulator has the second transmittance.

Assignments (12)
MERGER Recorded Feb 10, 2026
From: CELESTIAL AI INC.
To: SICILY MERGER SUB II, INC.
Reel/Frame 074362/0776 →
ASSIGNMENT OF ASSIGNOR'S INTEREST Recorded Dec 12, 2025
From: ROCKLEY PHOTONICS LTD.
To: CELESTIAL AI INC.
Reel/Frame 073203/0118 →
SECURITY INTEREST Recorded Mar 19, 2023
From: ROCKLEY PHOTONICS LIMITED
To: WILMINGTON SAVINGS FUND SOCIETY, FSB, AS COLLATERAL AGENT
Reel/Frame 063287/0879 →
RELEASE OF PATENT SECURITY INTEREST - SUPER SENIOR INDENTURE - REEL/FRAME 061768/0082 Recorded Mar 19, 2023
From: WILMINGTON SAVINGS FUND SOCIETY, FSB, AS COLLATERAL AGENT
To: ROCKLEY PHOTONICS LIMITED
Reel/Frame 063264/0416 →
RELEASE OF SECURITY INTEREST - REEL/FRAME 060204/0749 Recorded Mar 19, 2023
From: WILMINGTON SAVINGS FUND SOCIETY, FSB, AS COLLATERAL AGENT
To: ROCKLEY PHOTONICS LIMITED
Reel/Frame 063264/0333 →
SECURITY INTEREST - SUPER SENIOR INDENTURE Recorded Oct 25, 2022
From: ROCKLEY PHOTONICS LIMITED
To: WILMINGTON SAVINGS FUND SOCIETY, FSB, AS COLLATERAL AGENT
Reel/Frame 061768/0082 →
SECURITY INTEREST Recorded May 27, 2022
From: ROCKLEY PHOTONICS LIMITED
To: WILMINGTON SAVINGS FUND SOCIETY, FSB, AS COLLATERAL AGENT
Reel/Frame 060204/0749 →
ASSIGNMENT OF ASSIGNOR'S INTEREST Recorded Mar 10, 2021
From: POON, JOYCE KAI SEE; YONG, ZHENG
To: THE GOVERNING COUNCIL OF THE UNIVERSITY OF TORONTO
Reel/Frame 055555/0751 →
ASSIGNMENT OF ASSIGNOR'S INTEREST Recorded Mar 10, 2021
From: THE GOVERNING COUNCIL OF THE UNIVERSITY OF TORONTO
To: ROCKLEY PHOTONICS LIMITED
Reel/Frame 055555/0762 →
ASSIGNMENT OF ASSIGNOR'S INTEREST Recorded Jul 10, 2020
From: POON, JOYCE KAI SEE; YONG, ZHENG
To: THE GOVERNING COUNCIL OF THE UNIVERSITY OF TORONTO
Reel/Frame 053177/0110 →
ASSIGNMENT OF ASSIGNOR'S INTEREST Recorded Jul 10, 2020
From: THE GOVERNING COUNCIL OF THE UNIVERSITY OF TORONTO
To: ROCKLEY PHOTONICS LIMITED
Reel/Frame 053178/0326 →
ASSIGNMENT OF ASSIGNOR'S INTEREST Recorded Jan 4, 2019
From: YU, GUOMIN; NAGRA, AMIT SINGH; LEROSE, DAMIANA; ABEDIASL, HOOMAN; SRINIVASAN, PRADEEP; JONES, HAYDN FREDERICK
To: ROCKLEY PHOTONICS LIMITED
Reel/Frame 047908/0407 →
Priority Claims (1)
GB 1711525 · Jul 18, 2017 · national
Continuity (14)
Continuation In Part 15430314 · Feb 10, 2017
Continuation In Part 15700053 · Sep 8, 2017
Continuation In Part 15700055 · Sep 8, 2017
Continuation In Part PCTEP2017080216 · Nov 23, 2017
Continuation In Part 15700053 · Sep 8, 2017
Continuation In Part 15700055 · Sep 8, 2017
Continuation In Part 16195774 · Nov 19, 2018
Continuation In Part PCTEP2018062269 · May 11, 2018
Continuation In Part PCTEP2017080221 · Nov 23, 2017
Provisional Application 62435004 · Dec 15, 2016
Provisional Application 62528900 · Jul 5, 2017
Provisional Application 62426117 · Nov 23, 2016
Provisional Application 62427132 · Nov 28, 2016
Related Publication 20190139950A1 · May 9, 2019