IP Library Granted Patent US 12,245,605
Granted Patent B2
US 12,245,605 · App. 16/427,219 · Granted Mar 11, 2025

Compounds and formulations for protective coatings

Inventors: Carlos Hernandez (Goleta, CA); Chance Holland (Goleta, CA); Stephen Kaun (Goleta, CA); Louis Perez (Santa Barbara, CA); Charles Frazier (Goleta, CA)
Assignee: Apeel Technology, Inc.
A23B7/154A23B7/16A23L3/3517A23V2002/00
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Quick Facts
Patent No.
US 12,245,605
App. No.
16/427,219
Granted
Mar 11, 2025
Kind
B2
Abstract

Compositions for forming protective coatings can include a first group of compounds, where each compound of the first group is a fatty acid, fatty acid ester, or fatty acid salt having a carbon chain length of at least 14 carbons. The compositions can optionally include a second group of compounds selected from fatty acids, fatty acid esters, fatty acid salts, and combinations thereof, wherein each compound of the second group has a carbon chain length from 7 to 13 carbons. At least some of the compounds of the first group can function as emulsifiers, allowing the composition to be dissolved, suspended, or dispersed in a solvent. At least some of the compounds of the second group can function as wetting agents in order to improve the surface wetting of items to be coated when solutions, suspensions, or colloids that include the compositions are applied to the items.

Claims (88)

1. An edible coating composition, comprising:

(i) from 70% to 99% by mass of a first group of one or more compounds, wherein each compound of the first group is a compound of Formula I; and

(ii) from 1% to 30% by mass of a second group of one or more compounds, wherein each compound of the second group is a salt of Formula II, wherein Formulas I and II are:

wherein for each of the formulas:

R 1 , R 2 , R 5 , R 6 , R 9 , R 10 , R 11 , R 12 and R 13 are each independently, at each occurrence, —H, —(C═O)R 14 , —(C═O)H, —(C═O)OH, —(C═O)OR 14 , —(C═O)—O—(C═O)R 14 , —O(C═O)R 14 , —OR 14 , —NR 14 R 15 , —SR 14 , halogen, —C 1 -C 6 alkyl, —C 2 -C 6 alkenyl, —C 2 -C 6 alkynyl, —C 3 -C 7 cycloalkyl, aryl, or heteroaryl, wherein each alkyl, alkenyl, alkynyl, cycloalkyl, aryl, or heteroaryl is optionally substituted with one or more —OR 14 , —NR 14 R 15 , —SR 14 , or halogen;

R 3 , R 4 , R 7 and R 8 are each independently, at each occurrence, —H, —OR 14 , —NR 14 R 15 , —SR 14 , halogen, —C 1 -C 6 alkyl, —C 2 -C 6 alkenyl, —C 2 -C 6 alkynyl, —C 3 -C 7 cycloalkyl, aryl, or heteroaryl, wherein each alkyl, alkenyl, alkynyl, cycloalkyl, aryl, or heteroaryl is optionally substituted with —OR 14 , —NR 14 R 15 , —SR 14 , or halogen; or

R 3 and R 4 can combine with the carbon atoms to which they are attached to form a C 3 -C 6 cycloalkyl, a C 4 -C 6 cycloalkenyl, or 3- to 6-membered ring heterocycle; and/or

R 7 and R 8 can combine with the carbon atoms to which they are attached to form a C 3 -C 6 cycloalkyl, a C 4 -C 6 cycloalkenyl, or 3- to 6-membered ring;

R 14 and R 15 are each independently, at each occurrence, —H, aryl, heteroaryl, —C 1 -C 6 alkyl, —C 2 -C 6 alkenyl, or —C 2 -C 6 alkynyl;

the symbol represents a single or cis or trans double bond;

n is 0, 1, 2, 3, 4, 5, 6, 7, or 8;

m is 0, 1, 2, or 3;

q is 0, 1, 2, 3, 4, or 5;

r is 0, 1, 2, 3, 4, 5, 6, 7, or 8;

R is -glyceryl; and

X is a cationic moiety.

2. The composition of claim 1 , wherein each compound of the first group of compounds has a carbon chain length of at least 14.

3. The composition of claim 2 , wherein each compound of the second group of compounds has a carbon chain length of at least 14.

4. The composition of claim 1 , wherein the second group of compounds comprises SA-Na, PA-Na, MA-Na, SA-K, PA-K, or MA-K.

5. The composition of claim 1 , wherein the composition comprises less than 10% by mass of diglycerides.

6. The composition of claim 1 , wherein the composition comprises less than 10% by mass of triglycerides.

7. The composition of claim 1 , wherein the first group of one or more compounds comprises at least two compounds of Formula (I).

8. The composition of claim 1 , comprising from 80% to 99% by mass of the first group of one or more compounds and from 1% to 20% by mass of the second group of one or more compounds.

9. A mixture comprising an edible coating composition in a solvent, the composition comprising:

(i) from 70% to 99% by mass of a first group of one or more compounds, wherein each compound of the first group is a compound of Formula I;

(ii) from 1% to 30% by mass of a second group of one or more compounds, wherein each compound of the second group is a salt of Formula II, wherein Formulas I and II are:

wherein for each of the formulas:

R 1 , R 2 , R 5 , R 6 , R 9 , R 10 , R 11 , R 12 and R 13 are each independently, at each occurrence, —H, —(C═O)R 14 , —(C═O)H, —(C═O)OH, —(C═O)OR 14 , —(C═O)—O—(C═O)R 14 , —O(C═O)R 14 , —OR 14 , —NR 14 R 15 , —SR 14 , halogen, —C 1 -C 6 alkyl, —C 2 -C 6 alkenyl, —C 2 -C 6 alkynyl, —C 3 -C 7 cycloalkyl, aryl, or heteroaryl, wherein each alkyl, alkenyl, alkynyl, cycloalkyl, aryl, or heteroaryl is optionally substituted with one or more —OR 14 , —NR 14 R 15 , —SR 14 , or halogen;

R 3 , R 4 , R 7 and R 8 are each independently, at each occurrence, —H, —OR 14 , —NR 14 R 15 , —SR 14 , halogen, —C 1 -C 6 alkyl, —C 2 -C 6 alkenyl, —C 2 -C 6 alkynyl, —C 3 -C 7 cycloalkyl, aryl, or heteroaryl, wherein each alkyl, alkenyl, alkynyl, cycloalkyl, aryl, or heteroaryl is optionally substituted with —OR 14 , —NR 14 R 15 , —SR 14 , or halogen; or

R 3 and R 4 can combine with the carbon atoms to which they are attached to form a C 3 -C 6 cycloalkyl, a C 4 -C 6 cycloalkenyl, or 3- to 6-membered ring heterocycle; and/or

R 7 and R 8 can combine with the carbon atoms to which they are attached to form a C 3 -C 6 cycloalkyl, a C 4 -C 6 cycloalkenyl, or 3- to 6-membered ring;

R 14 and R 15 are each independently, at each occurrence, —H, aryl, heteroaryl, —C 1 -C 6 alkyl, —C 2 -C 6 alkenyl, or —C 2 -C 6 alkynyl;

the symbol represents a single or cis or trans double bond;

n is 0, 1, 2, 3, 4, 5, 6, 7, or 8;

m is 0, 1, 2, or 3;

q is 0, 1, 2, 3, 4, or 5;

r is 0, 1, 2, 3, 4, 5, 6, 7, or 8;

R is -glyceryl; and

X is a cationic moiety.

10. The mixture of claim 9 , wherein the solvent is water.

11. The mixture of claim 9 , wherein the solvent is at least 50% water by volume.

12. The mixture of claim 9 , wherein the first group of compounds comprises one or more compounds selected from the group consisting of:

13. The mixture of claim 12 , wherein the second group of compounds comprises SA-Na, PA-Na, MA-Na, SA-K, PA-K, or MA-K.

14. The mixture of claim 9 , wherein a concentration of the composition in the mixture is in a range of 0.5 to 200 mg/mL.

15. The composition of claim 9 , wherein the first group of one or more compounds comprises at least two compounds of Formula (I).

16. An edible coating composition, comprising:

(i) from 70% to 99% by mass of a first group of one or more compounds, wherein each compound of the first group is a compound of Formula I; and

(ii) from 1% to 30% by mass of a second group of one or more compounds, wherein each compound of the second group is a compound of Formula III, wherein Formula I and Formula III are:

wherein for each of the formulas:

R 1 , R 2 , R 5 , R 6 , R 9 , R 10 , R 11 , R 12 and R 13 are each independently, at each occurrence, —H, —(C═O)R 14 , —(C═O)H, —(C═O)OH, —(C═O)OR 14 , —(C═O)—O—(C═O)R 14 , —O(C═O)R 14 , —OR 14 , —NR 14 R 15 , —SR 14 , halogen, —C 1 -C 6 alkyl, —C 2 -C 6 alkenyl, —C 2 -C 6 alkynyl, —C 3 -C 7 cycloalkyl, aryl, or heteroaryl, wherein each alkyl, alkenyl, alkynyl, cycloalkyl, aryl, or heteroaryl is optionally substituted with one or more —OR 14 , —NR 14 R 15 , —SR 14 , or halogen;

R 3 , R 4 , R 7 and R 8 are each independently, at each occurrence, —H, —OR 14 , —NR 14 R 15 , —SR 14 , halogen, —C 1 -C 6 alkyl, —C 2 -C 6 alkenyl, —C 2 -C 6 alkynyl, —C 3 -C 7 cycloalkyl, aryl, or heteroaryl, wherein each alkyl, alkenyl, alkynyl, cycloalkyl, aryl, or heteroaryl is optionally substituted with —OR 14 , —NR 14 R 15 , —SR 14 , or halogen; or

R 3 and R 4 can combine with the carbon atoms to which they are attached to form a C 3 -C 6 cycloalkyl, a C 4 -C 6 cycloalkenyl, or 3- to 6-membered ring heterocycle; and/or

R 7 and R 8 can combine with the carbon atoms to which they are attached to form a C 3 -C 6 cycloalkyl, a C 4 -C 6 cycloalkenyl, or 3- to 6-membered ring;

R 14 and R 15 are each independently, at each occurrence, —H, aryl, heteroaryl, —C 1 -C 6 alkyl, —C 2 -C 6 alkenyl, or —C 2 -C 6 alkynyl;

the symbol represents a single or cis or trans double bond;

n is 0, 1, 2, 3, 4, 5, 6, 7, or 8;

m is 0, 1, 2, or 3;

q is 0, 1, 2, 3, 4, or 5;

r is 0, 1, 2, 3, 4, 5, 6, 7, or 8;

R is -glyceryl; and

X p+ is a cationic counter ion having a charge state p, and p is 2 or 3.

17. The composition of claim 16 , wherein the first group of compounds comprises one or more compounds selected from the group consisting of:

18. The composition of claim 16 , wherein the second group of compounds comprises (SA) 2 -Mg, (PA) 2 -Mg, (MA) 2 -Mg, (SA) 2 -Ca, (PA) 2 -Ca, or (MA) 2 -Ca.

19. The composition of claim 16 , wherein the first group of one or more compounds comprises at least two compounds of Formula (I).

20. A mixture comprising an edible coating composition in a solvent, the composition comprising:

(i) from 70% to 99% by mass of a first group of one or more compounds, wherein each compound of the first group is a compound of Formula I;

(ii) from 1% to 30% by mass of a second group of one or more compounds, wherein each compound of the second group is a compound of Formula III, wherein Formula I and Formula III are:

wherein for each of the formulas:

R 1 , R 2 , R 5 , R 6 , R 9 , R 10 , R 11 , R 12 and R 13 are each independently, at each occurrence, —H, —(C═O)R 14 , —(C═O)H, —(C═O)OH, —(C═O)OR 14 , —(C═O)—O—(C═O)R 14 , —O(C═O)R 14 , —OR 14 , —NR 14 R 15 , —SR 14 , halogen, —C 1 -C 6 alkyl, —C 2 -C 6 alkenyl, —C 2 -C 6 alkynyl, —C 3 -C 7 cycloalkyl, aryl, or heteroaryl, wherein each alkyl, alkenyl, alkynyl, cycloalkyl, aryl, or heteroaryl is optionally substituted with one or more —OR 14 , —NR 14 R 15 , —SR 14 , or halogen;

R 3 , R 4 , R 7 and R 8 are each independently, at each occurrence, —H, —OR 14 , —NR 14 R 15 , —SR 14 , halogen, —C 1 -C 6 alkyl, —C 2 -C 6 alkenyl, —C 2 -C 6 alkynyl, —C 3 -C 7 cycloalkyl, aryl, or heteroaryl, wherein each alkyl, alkenyl, alkynyl, cycloalkyl, aryl, or heteroaryl is optionally substituted with —OR 14 , —NR 14 R 15 , —SR 14 , or halogen; or

R 3 and R 4 can combine with the carbon atoms to which they are attached to form a C 3 -C 6 cycloalkyl, a C 4 -C 6 cycloalkenyl, or 3- to 6-membered ring heterocycle; and/or

R 7 and R 8 can combine with the carbon atoms to which they are attached to form a C 3 -C 6 cycloalkyl, a C 4 -C 6 cycloalkenyl, or 3- to 6-membered ring;

R 14 and R 15 are each independently, at each occurrence, —H, aryl, heteroaryl, —C 1 -C 6 alkyl, —C 2 -C 6 alkenyl, or —C 2 -C 6 alkynyl;

the symbol represents a single or cis or trans double bond;

n is 0, 1, 2, 3, 4, 5, 6, 7, or 8;

m is 0, 1, 2, or 3;

q is 0, 1, 2, 3, 4, or 5;

r is 0, 1, 2, 3, 4, 5, 6, 7, or 8;

R is -glyceryl; and

X p+ is a cationic counter ion having a charge state p, and p is 2 or 3.

21. The mixture of claim 20 , wherein the solvent is water.

22. The mixture of claim 20 , wherein the solvent is at least 50% water by volume.

23. The mixture of claim 20 , wherein each compound of the first group of compounds has a carbon chain length of at least 14.

24. The mixture of claim 23 , wherein each compound of the second group of compounds has a carbon chain length of at least 14.

25. The mixture of claim 20 , wherein the second group of compounds comprises (SA) 2 -Mg, (PA) 2 -Mg, (MA) 2 -Mg, (SA) 2 -Ca, (PA) 2 -Ca, or (MA) 2 -Ca.

26. The mixture of claim 20 , wherein the composition comprises less than 10% by mass of diglycerides.

27. The mixture of claim 20 , wherein the composition comprises less than 10% by mass of triglycerides.

28. The composition of claim 20 , wherein the first group of one or more compounds comprises at least two compounds of Formula (I).

Assignments (3)
TERMINATION AND RELEASE OF INTELLECTUAL PROPERTY SECURITY AGREEMENT AT REEL/FRAME NO. 60562/0503 Recorded Dec 15, 2023
From: SLR INVESTMENT CORP., AS AGENT
To: APEEL TECHNOLOGY, INC.
Reel/Frame 066045/0001 →
SECURITY INTEREST Recorded Jul 1, 2022
From: APEEL TECHNOLOGY, INC.
To: SLR INVESTMENT CORP., AS COLLATERAL AGENT
Reel/Frame 060562/0503 →
ASSIGNMENT OF ASSIGNOR'S INTEREST Recorded Mar 3, 2021
From: HERNANDEZ, CARLOS; HOLLAND, CHANCE; KAUN, STEPHEN; PEREZ, LOUIS; FRAZIER, CHARLES
To: APEEL TECHNOLOGY, INC.
Reel/Frame 055485/0957 →
Continuity (2)
Provisional Application 62727501 · Sep 5, 2018
Related Publication 20200068912A1 · Mar 5, 2020
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