IP Library Granted Patent US 8,467,269
Granted Patent B2
US 8,467,269 · App. 12/752,239 · Granted Jun 18, 2013

Apparatus, systems and methods for enhanced detection, synchronization and online Doppler scale estimation for underwater acoustic communications

Inventors: Shengli Zhou (Mansfield, CT); Peter Willett (Coventry, CT); Christian Berger (Pittsburgh, PA); Sean Mason (Nashua, NJ)
Assignee: University of Connecticut
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Quick Facts
Patent No.
US 8,467,269
App. No.
12/752,239
Granted
Jun 18, 2013
Kind
B2
Abstract

Advantageous online and/or real-time OFDM-based underwater acoustic (UWA) apparatus, systems and methods are provided according to the present disclosure. The apparatus, systems and methods employ a receiver with a bank of parallel branches, with each branch having a self-correlator matched to a different waveform scaling factor. A detection is declared when any of the branches leads to a correlation metric larger than a pre-defined threshold. The branch with the largest metric yields a Doppler scale estimate and a coarse synchronization point. The proposed apparatus, systems and methods use one OFDM preamble, thereby avoiding the need to buffer the whole data packet before data demodulation and enabling online and/or real-time operation. Thus, the disclosed apparatus, systems and methods are advantageously applicable to UWA communications.

Claims (51)

1. A method for processing an underwater acoustic (UWA) signal, the method comprising the steps of:

(a) detecting a multi-carrier based UWA signal with a receiver that includes a bank of parallel branches, with each branch having a self-correlator matched to a different waveform scaling factor, the UWA signal including one or more packets;

(b) synchronizing the received UWA signal on the branch that yields the maximum correlation metric; and

(c) providing a Doppler scale estimation of the received UWA signal.

2. The method according to claim 1 , further comprising the step of determining Doppler scale spacing in the parallel self-correlator structure.

3. The method according to claim 2 , wherein the step of determining the Doppler scale spacing includes analyzing false alarm and detection probabilities of a single branch as a function of a threshold and the Doppler scale.

4. The method according to claim 1 , further comprising the step of demodulating the UWA signal, and wherein the one or more packets are not buffered before demodulation.

5. The method according to claim 1 further including the steps of:

(i) resampling in a passband with a resampling factor; and

(ii) performing fine Doppler shift compensation to obtain an estimated Doppler shift.

6. The method according to claim 1 , wherein each of the one or more packets includes a preamble followed by data transmission.

7. The method according to claim 6 , wherein each preamble includes two identical orthogonal frequency division multiplexing (OFDM) symbols preceded by a cyclic prefix (CP).

8. The method according to claim 1 , wherein detection of the UWA signal is declared when any of the branches leads to a correlation metric larger than a pre-defined threshold.

9. The method according to claim 1 , wherein the branch that leads to the largest correlation metric defines a base repetition period.

10. The method according to claim 1 , wherein the Doppler scale estimation includes a Doppler scale factor, and wherein the Doppler scale factor is determined at least in part by a base repetition period.

11. The method according to claim 1 , wherein the branch that leads to the largest correlation metric defines a coarse synchronization point.

12. The method according to claim 1 , wherein the bank of parallel branches compensates for time compression and dilation in UWA signals.

13. The method according to claim 1 , wherein the received UWA signal is converted to baseband before processing.

14. An underwater acoustic (UWA) receiver unit comprising:

(a) at least one receiving element configured to receive at least one multi-carrier based UWA signal, the at least one receiving element including a bank of parallel branches, with each branch having a self-correlator matched to a different waveform scaling factor, the at least one UWA signal including one or more packets; and

(b) a processor associated with the at least one receiving element, the processor adapted and programmed to: (i) detect the at least one UWA signal, (ii) synchronize the at least one UWA signal, and (iii) provide a Doppler scale estimation of the at least one UWA signal.

15. The unit according to claim 14 , wherein the processor is further programmed to determine Doppler scale spacing in the parallel self-correlator structure.

16. The unit according to claim 15 , wherein the processor determines the Doppler scale spacing by analyzing false alarm and detection probabilities of a single branch as a function of a threshold and the Doppler scale.

17. The unit according to claim 14 , wherein the one or more packets are not buffered before demodulating the at least one UWA signal.

18. The unit according to claim 14 , wherein the processor is further programmed to mitigate channel Doppler effect; and wherein the channel Doppler effect is mitigated by: (i) resampling a passband with a resampling factor; and (ii) performing fine Doppler shift compensation to obtain an estimated Doppler shift.

19. The unit according to claim 14 , wherein each of the one or more packets includes a preamble followed by data transmission.

20. The unit according to claim 19 , wherein each preamble includes two identical orthogonal frequency division multiplexing (OFDM) symbols preceded by a cyclic prefix (CP).

21. The unit according to claim 14 , wherein detection of the at least one UWA signal is declared when any of the branches leads to a correlation metric larger than a pre-defined threshold.

22. The unit according to claim 14 , wherein synchronization of the at least one UWA signal is performed on the branch that leads to the largest correlation metric.

23. The unit according to claim 22 , wherein the branch that leads to the largest correlation metric defines a base repetition period.

24. The unit according to claim 14 , wherein the Doppler scale estimation includes a Doppler scale factor, and wherein the Doppler scale factor is determined at least in part by a base repetition period.

25. The unit according to claim 22 , wherein the branch that leads to the largest correlation metric defines a coarse synchronization point.

26. The unit according to claim 14 , wherein the bank of parallel branches compensates for time compression and dilation in the at least one UWA signal.

27. The unit according to claim 14 , wherein the received at least one UWA signal is converted to baseband before processing by the processor.

28. An underwater acoustic (UWA) communications system comprising:

(a) a transmitter unit adapted to transmit a multi-carrier based UWA signal, the UWA signal including one or more packets;

(b) at least one receiving element adapted to receive the multi-carrier based UWA signal, the at least one receiving element including a bank of parallel branches, with each branch having a self-correlator matched to a different waveform scaling factor; and

(c) a processor associated with the at least one receiving element, the processor programmed to: (i) detect the UWA signal, (ii) synchronize the UWA signal, and (iii) provide a Doppler scale estimation of the UWA signal.

29. The system according to claim 28 , wherein the processor is further programmed to determine Doppler scale spacing in the parallel self-correlator structure.

30. The system according to claim 29 , wherein the processor determines the Doppler scale spacing by analyzing false alarm and detection probabilities of a single branch as a function of a threshold and the Doppler scale.

31. The system according to claim 28 , wherein the one or more packets are not buffered before demodulating the UWA signal.

32. The system according to claim 28 , wherein the processor is further programmed to mitigate channel Doppler effect; and wherein the channel Doppler effect is mitigated by: (i) resampling a passband with a resampling factor; and (ii) performing fine Doppler shift compensation to obtain an estimated Doppler shift.

33. The system according to claim 28 , wherein each of the one or more packets includes a preamble followed by data transmission.

34. The system according to claim 33 , wherein each preamble includes two identical orthogonal frequency division multiplexing (OFDM) symbols preceded by a cyclic prefix (CP).

35. The system according to claim 28 , wherein detection of the UWA signal is declared when any of the branches leads to a correlation metric larger than a pre-defined threshold.

36. The system according to claim 28 , wherein synchronization of the UWA signal is performed on the branch that leads to the largest correlation metric.

37. The system according to claim 36 , wherein the branch that leads to the largest correlation metric defines a base repetition period.

38. The system according to claim 28 , wherein the Doppler scale estimation includes a Doppler scale factor, and wherein the Doppler scale factor is determined at least in part by a base repetition period.

39. The system according to claim 36 , wherein the branch that leads to the largest correlation metric defines a coarse synchronization point.

40. The system according to claim 28 , wherein the bank of parallel branches compensates for time compression and dilation in the UWA signal.

41. The system according to claim 28 , wherein the received signal is converted to baseband before processing by the processor.

Assignments (2)
CONFIRMATORY LICENSE Recorded Oct 31, 2011
From: CONNECTICUT, UNIVERSITY OF
To: NAVY, SECRETARY OF THE UNITED STATES OF AMERICA OFFICE OF NAVAL RESEARCH
Reel/Frame 027280/0834 →
ASSIGNMENT OF ASSIGNOR'S INTEREST Recorded Oct 5, 2010
From: ZHOU, SHENGLI; WILLETT, PETER; BERGER, CHRISTIAN; MASON, SEAN
To: UNIVERSITY OF CONNECTICUT
Reel/Frame 025091/0192 →
Continuity (2)
Provisional Application 61166442 · Apr 3, 2009
Related Publication 20110013487A1 · Jan 20, 2011