Granted Patent B2

US 10,084,604 · App. 14/681,019 · Granted Sep 25, 2018

Inventors: Arne Burghardt (Hamburg, DE); Thomas Suwald (Hamburg, DE); Fabian Mackenthun (Hamburg, DE); Kiran G. Shekhar (Bangalore, IN)

Assignee: NXP B.V.

H04L9/3234G06F21/123G06F21/34G06F21/572G06F21/74G06F21/77H04L9/3226H04L9/3268

Abstract

Claims (45)

1. A method of programming a smart card, said smart card comprising a secure element and a microcontroller unit which is connected to said secure element, the method comprising:

(a) the secure element receives a firmware image from a host device;

(b) the secure element validates the firmware image, wherein the secure element validates the firmware image by calculating a checksum of the firmware image and comparing the calculated checksum with a checksum stored in the firmware image;

(c) the secure element forwards the firmware image to the microcontroller unit only if the secure element has determined that the firmware image is valid based on the checksum comparison;

(d) the microcontroller unit receives the firmware image from the secure element;

(e) the microcontroller unit extracts firmware from the firmware image; and

(f) the microcontroller unit installs the firmware in a memory unit of said smart card, wherein the memory unit is comprised in the microcontroller unit;

wherein the firmware image comprises an update of previously installed firmware, and wherein the secure element further:

receives a firmware update request from the host device,

validates a certificate of said firmware update request, wherein the certificate is a number that is a cryptographic function of a secret key and a unique identifier (UID) of the secure element and wherein validating the certificate comprises extracting the UID from the certificate and comparing the extracted UID to a UID stored at the secure element, and

performs steps (a), (b) and (c) only if said certificate is valid and only if the extracted UID matches the UID stored at the secure element.

2. A method as claimed in claim 1 , wherein the secure element further decrypts the firmware image before calculating a checksum of the firmware image and comparing the calculated checksum with a checksum stored in the firmware image.

3. A method as claimed in claim 1 , wherein the secure element receives said firmware image from the host device through a contact-based interface unit that operates according to International Standards Organization 7816 and/or a contactless interface unit that operates according to International Standards Organization 14443.

4. A method as claimed in claim 3 , wherein the contact-based interface unit and/or contactless interface unit are controlled by the secure element.

5. A method as claimed in claim 1 , wherein the microcontroller unit enters into an In-Application Programming (IAP) mode before receiving the firmware image from the secure element.

6. A method as claimed in claim 5 , wherein the secure element instructs the microcontroller unit to enter into the IAP mode and wherein the secure element notifies the host device when the microcontroller unit is in the IAP mode, such that the host device may initiate programming of the smart card.

7. A method as claimed in claim 1 , wherein the microcontroller unit comprises a boot loader which is started automatically during start-up of the microcontroller unit.

8. A programmable smart card, said smart card comprising a secure element and a microcontroller unit which is connected to said secure element, wherein:

the secure element is connected to a contact-based interface unit that operates according to International Standards Organization 7816 and/or to a contactless interface unit that operates according to International Standards Organization 14443, wherein the contact-based interface unit and/or contactless interface unit are controlled by the secure element;

the secure element is arranged to receive a firmware image from a host device, wherein the secure element receives said firmware image from the host device through the contact-based interface unit and/or through the contactless interface unit;

the secure element is arranged to validate the firmware image, wherein the secure element validates the firmware image by calculating a checksum of the firmware image and comparing the calculated checksum with a checksum stored in the firmware image;

the secure element forwards the firmware image to the microcontroller unit only if the secure element has determined that the firmware image is valid based on the checksum comparison;

the microcontroller unit is arranged to receive the firmware image from the secure element;

the microcontroller unit is arranged to extract firmware from the firmware image; and

the microcontroller unit is arranged to install the firmware in a memory unit of said smart card, wherein the memory unit is comprised in the microcontroller unit;

wherein the firmware image comprises an update of previously installed firmware, and wherein the secure element further:

receives a firmware update request from the host device,

validates a certificate of said firmware update request, wherein the certificate is a number that is a cryptographic function of a secret key and a unique identifier (UID) of the secure element and wherein validating the certificate comprises extracting the UID from the certificate and comparing the extracted UID to a UID stored at the secure element, and

forwards the firmware image to the microcontroller unit only if the secure element determines that said certificate is valid and only if the extracted UID matches the UID stored at the secure element.

9. A smart card as claimed in claim 8 , being an electronic identification card, a payment card or an access card.

10. A method of programming a smart card, said smart card comprising a secure element and a microcontroller unit which is connected to said secure element, the method comprising:

(a) the secure element receives a firmware image from a host device, wherein the secure element receives said firmware image from the host device through a contact-based interface unit that operates according to International Standards Organization 7816 and/or a contactless interface unit that operates according to International Standards Organization 14443, wherein the secure element is connected between the contact-based interface unit and the microcontroller and/or the secure element is connected between contactless interface unit and the microcontroller and wherein the contact-based interface unit and/or contactless interface unit are controlled by the secure element;

(b) the secure element validates the firmware image, wherein the secure element validates the firmware image by calculating a checksum of the firmware image and comparing the calculated checksum with a checksum stored in the firmware image;

(c) the secure element forwards the firmware image to the microcontroller unit only if the secure element has determined that the firmware image is valid based on the checksum comparison;

(d) the microcontroller unit receives the firmware image from the secure element;

(e) the microcontroller unit extracts firmware from the firmware image; and

(f) the microcontroller unit installs the firmware in a memory unit of said smart card wherein the memory unit is comprised in the microcontroller unit;

wherein the firmware image comprises an update of previously installed firmware, and wherein the secure element further:

receives a firmware update request from the host device,

validates a certificate of said firmware update request, wherein the certificate is a number that is a cryptographic function of a secret key and a unique identifier (UID) of the secure element and wherein validating the certificate comprises extracting the UID from the certificate and comparing the extracted UID to a UID stored at the secure element, and

performs steps (a), (b) and (c) only if said certificate is valid and only if the extracted UID matches the UID stored at the secure element.

11. A method as claimed in claim 10 , wherein the secure element further decrypts the firmware image before calculating a checksum of the firmware image and comparing the calculated checksum with a checksum stored in the firmware image.

12. A method as claimed in claim 10 , wherein the microcontroller unit enters into an TAP mode before receiving the firmware image from the secure element.

13. A method as claimed in claim 12 , wherein the secure element instructs the microcontroller unit to enter into the TAP mode and wherein the secure element notifies the host device when the microcontroller unit is in the TAP mode, such that the host device may initiate programming of the smart card.

14. A method as claimed in claim 10 , wherein the microcontroller unit comprises a boot loader which is started automatically during start-up of the microcontroller unit.

Assignments (10)

Priority Claims (1)

Continuity (1)

Cited By (4)

US 12,197,974 US 12,216,769 US 12,538,130 US 12,608,185