Method and apparatus for measurement and reporting for multi-beam operations

1. A user equipment (UE) comprising:

a transceiver configured to communicate via a multi-beam operation with a base station; and

a processor operably coupled to the transceiver, the processor configured to:

transmit, via the transceiver through a first set of antenna ports corresponding to a first antenna panel, one or more uplink (UL) reference signals (RSs),

measure, via the transceiver using a second set of antenna ports corresponding to a second antenna panel, signal qualities of the one or more UL RSs for a time period, and

perform measurement reporting of the measured signal qualities, wherein the measurement reporting comprises:

a number (L) of smallest or largest reference signal received powers (RSRPs) of the one or more UL RSs, and

corresponding RS indices, where 1≤L<N, and N is a number of the one or more UL RSs transmitted, and

wherein the one or more UL RSs are transmitted via a repetition mode at the first set of antenna ports and measured via a beam-sweep mode at the second set of antenna ports, the repetition mode comprising repeatedly transmitting a same UL RS using same UL resources and the beam-sweep mode comprising using different beams.

2. The UE of claim 1 , wherein:

the measurement reporting further comprises reference signal received quality/signal to interference and noise ratio (RSRQ/SINR) of RSs, and

the corresponding RS indices are one of synchronization signal block resource indicators (SSB-RIs), sounding resource indicators (SRIs) and channel state information reference signal resource indicators (CRIs).

3. The UE of claim 1 , wherein the processor is configured to:

measure block error rates (BLERs) or reference signal received powers (RSRPs) of the one or more UL RSs at the first set of antenna ports;

transmit, via the transceiver, the one or more UL RSs at the second set of antenna ports; and

measure RSRPs of the one or more UL RS, transmitted from the second set of antenna ports, at the first set of antenna ports.

4. The UE of claim 1 , wherein to measure the signal qualities, the processor is further configured to:

measure a self-interference leakage by transmitting UL RSs, at the first set of antenna ports, corresponding to candidate beam RSs and measuring the UL RSs at the second set of antenna ports;

measure a signal to interference and noise ratio;

perform a beam failure detection; and

compute a block error rate (BLER) or bit error rate (BER) at the first set of antenna ports while transmitting the one or more UL RSs or UL data signals at the second set of antenna ports.

5. The UE of claim 4 , wherein to perform the measurement reporting, the processor is further configured to:

evaluate whether the computed BLER exceeds a threshold;

declare a beam failure event based at least in part on the computed BLER;

identify a new beam q new as a function of SINR equals or exceeds a second threshold and/or SI leakage is less than or equal to a third threshold; and

transmit, via the transceiver, a beam failure recovery request (BFRQ) for the beam failure event at the first set of antenna ports through the second set of antenna ports, wherein to transmit the BFRQ,

the transceiver is further configured to:

transmit a scheduling request (SR) to BS through the second set of antenna ports to report the beam failure event happens, where SR is configured based on PUCCH format 0 , PUCCH format 1 , or other PUCCH formats; and

in response to an UL transmission being granted at the second set of antenna ports, report, through the second set of antenna ports, information on candidate beams in q new can be reported.

6. The UE of claim 1 , wherein the processor is configured to:

perform measurements of beamFailureResources q 0 and candidateBeamRS q 1 for the first set of antenna ports;

identify candidate beam RS(s)×E q 1 such that SINR x >SINR y and SI leakage,x ≤SI leakage,y , where for any y∈ q 0 , wherein q 1 is a candidateBeamRS and q 0 is failure DetectionResources; or

evaluate whether radio link quality of q 1 becomes better than that of q 0 or not for the first set of antenna ports; and

in response to identifying a radio link quality of the beam link corresponding to q 1 being better than that of q 0 for the first set of antenna ports, transmit, via the transceiver, a reference signal received quality (RLRQ) for the first set of antenna ports through a current beam link at the second set of antenna ports.

7. A method comprising:

transmitting, via a transceiver through a first set of antenna ports corresponding to a first antenna panel, one or more uplink (UL) reference signals (RSs);

measuring, by a processor via the transceiver using a second set of antenna ports corresponding to a second antenna panel, signal qualities of the one or more UL RSs for a time period; and

performing, by the processor, measurement reporting of the measured signal qualities, wherein the measurement reporting comprises:

a number (L) of smallest or largest reference signal received powers (RSRPs) of the one or more UL RSs, and

corresponding RS indices, where 1≤L<N, and N is a number of the one or more UL RSs transmitted, and

wherein transmitting the one or more UL RSs comprises transmitting the one or more RSs via the first set of antenna ports via a repetition mode and measuring comprises measuring the signal qualities via a beam-sweep mode at the second set of antenna ports, the repetition mode comprising repeatedly transmitting a same UL RS using same UL resources and the beam-sweep mode comprising using different beams.

8. The method of claim 7 , wherein:

the measurement reporting further comprises reference signal received quality/signal to interference and noise ratio (RSRQ/SINR) of RSs, and

the corresponding RS indices are one of synchronization signal block resource indicators (SSB-RIs), sounding resource indicators (SRIs) and channel state information reference signal resource indicators (CRIs).

9. The method of claim 7 , wherein measuring further comprises:

measuring block error rates (BLERs) or reference signal received powers (RSRPs) of the one or more UL RSs at the first set of antenna ports;

transmit the one or more UL RSs at the second set of antenna ports; and

measuring RSRPs of the one or more UL RS, transmitted from the second set of antenna ports, at the first set of antenna ports.

10. The method of claim 7 , wherein measuring further comprises:

measuring a self-interference leakage by transmitting UL RSs, at the first set of antenna ports, corresponding to candidate beam RSs and measuring the UL RSs at the second set of antenna ports;

measuring a signal to interference and noise ratio;

performing a beam failure detection; and

computing a block error rate (BLER) or bit error rate (BER) at the first set of antenna ports while transmitting the one or more UL RSs or UL data signals at the second set of antenna ports.

11. The method of claim 7 , wherein performing the measurement reporting comprises:

evaluating whether the computed BLER exceeds a threshold;

declaring a beam failure event based at least in part on the computed BLER;

identifying a new beam q new as a function of SINR equals or exceeds a second threshold and/or SI leakage is less than or equal to a third threshold; and

transmitting beam failure recovery request (BFRQ) for the beam failure event at the first set of antenna ports through the second set of antenna ports, wherein the BFRQ comprises:

transmitting a scheduling request (SR) to BS through the second set of antenna ports to report the beam failure event happens, where SR is configured based on PUCCH format 0 , PUCCH format 1 , or other PUCCH formats; and

in response to an UL transmission being granted at the second set of antenna ports, reporting, through the second set of antenna ports, information on candidate beams in q new can be reported.

12. The method of claim 7 , wherein measuring further comprises:

performing measurements of beamFailureResources q 0 and candidateBeamRS q 1 for the first set of antenna ports;

identifying candidate beam RS(s) x∈ q 1 such that SINR x ≥SINR y and SI leakage,x ≤SI leakage,y , where for any y∈ q 0 , wherein q 1 is a candidateBeamRS and q 0 is failure DetectionResources; or

evaluating whether radio link quality of q 1 becomes better than that of q 0 or not for the first set of antenna ports; and

in response to identifying a radio link quality of the beam link corresponding to q 1 being better than that of q 0 for the first set of antenna ports, transmitting a reference signal received quality (RLRQ) for the first set of antenna ports through a current beam link at the second set of antenna ports.

13. A non-transitory computer readable medium comprising a plurality of instructions that, when executed by a processor of a user equipment (UE), causes the UE to:

transmit, via a transceiver of the UE through a first set of antenna ports corresponding to a first antenna panel, one or more uplink (UL) reference signals (RSs);

measure, via the transceiver using a second set of antenna ports corresponding to a second antenna panel, signal qualities of the one or more UL RSs for a time period; and

perform measurement reporting of the measured signal qualities, wherein the measurement reporting comprises:

a number (L) of smallest or largest reference signal received powers (RSRPs) of the one or more UL RSs, and

corresponding RS indices, where 1≤L≤N, and N is a number of the one or more UL RSs transmitted; and

wherein the plurality of instructions is further configured to cause the UE to transmit the one or more UL RSs via a repetition mode at the first set of antenna ports and measure via a beam-sweep mode at the second set of antenna ports, the repetition mode comprising repeatedly transmitting a same UL RS using same UL resources and the beam-sweep mode comprising using different beams.

14. The non-transitory computer readable medium of claim 13 , wherein:

the measurement reporting further comprises reference signal received quality/signal to interference and noise ratio (RSRQ/SINR) of RSs, and

the corresponding RS indices are one of synchronization signal block resource indicators (SSB-RIs), sounding resource indicators (SRIs) and channel state information reference signal resource indicators (CRIs).

15. The non-transitory computer readable medium of claim 13 , wherein the plurality of instructions is further configured to cause the UE to:

measure block error rates (BLERs) or reference signal received powers (RSRPs) of the one or more UL RSs at the first set of antenna ports;

transmit the one or more UL RSs at the second set of antenna ports; and

measure RSRPs of the one or more UL RS, transmitted from the second set of antenna ports, at the first set of antenna ports.

16. The non-transitory computer readable medium of claim 13 , wherein the plurality of instructions is further configured to cause the UE to:

measure a self-interference leakage by transmitting UL RSs, at the first set of antenna ports, corresponding to candidate beam RSs and measuring the UL RSs at the second set of antenna ports;

measure a signal to interference and noise ratio;

perform a beam failure detection; and

compute a block error rate (BLER) or bit error rate (BER) at the first set of antenna ports while transmitting the one or more UL RSs or UL data signals at the second set of antenna ports, and

wherein the plurality of instructions is further configured to cause the UE to:

perform measurements of beamFailureResources q 0 and candidateBeamRS q 1 for the first set of antenna ports;

identify candidate beam RS(s) x∈ q 1 such that SINR x ≥SINR y and SI leakage,x ≤SI leakage,y , where for any y∈ q 0 , wherein q 1 is a candidateBeamRS and q 0 is failureDetectionResources; or

evaluate whether radio link quality of q 1 becomes better than that of q 0 or not for the first set of antenna ports; and

in response to identifying a radio link quality of the beam link corresponding to q 1 being better than that of q 0 for the first set of antenna ports, transmit a reference signal received quality (RLRQ) for the first set of antenna ports through a current beam link at the second set of antenna ports.

17. The non-transitory computer readable medium of claim 16 , wherein the measurement reporting comprises:

evaluating whether the computed BLER exceeds a threshold;

declaring a beam failure event based at least in part on the computed BLER;

identifying a new beam q new as a function of SINR equals or exceeds a second threshold and/or SI leakage is less than or equal to a third threshold; and

transmitting beam failure recovery request (BFRQ) for the beam failure event at the first set of antenna ports through the second set of antenna ports,

wherein the BFRQ comprises:

transmitting a scheduling request (SR) to BS through the second set of antenna ports to report the beam failure event happens, where SR is configured based on PUCCH format 0 , PUCCH format 1 , or other PUCCH formats; and

in response to an UL transmission being granted at the second set of antenna ports, reporting, through the second set of antenna ports, information on candidate beams in q new can be reported.