Patent Assignment
Reel/Frame 037377/0056
Security Interest
Recorded: 2015-12-29
Pages: 8
Assignor
AXIOMA, INC.
Executed: 2013-07-30
Assignee
PACIFIC WESTERN BANK (A SUCCESSOR IN INTEREST BY MERGER TO SQUARE 1 BANK)
406 BLACKWELL STREET, SUITE 240, DURHAM, NORTH CAROLINA, 27701
Covered Properties
(12)
Identifying and Compensating for Model Mis-Specification in Factor Risk Models
Identifying and Compensating for Model Mis-Specification in Factor Risk Models
Systems and Methods for Asynchronous Risk Model Return Portfolios
Application:
12/827,358 →
Publication:
US 2011/0289017
Methodology and Process for Constructing Factor Indexes
Patent:
8,533,089 →
Application:
12/958,778 →
Methods and Apparatus for Improving Factor Risk Model Responsiveness
Identifying and Compensating for Model Mis-Specification in Factor Risk Models
Application:
13/654,797 →
Publication:
US 2013/0041848
Factor Risk Models with Multiple Specific Risk Estimates
Application:
13/892,644 →
Publication:
US 2013/0304671
Methodology and Process For Constructing Factor Indexes
Application:
13/965,621 →
Publication:
US 2013/0332391
Purifying Portfolios Using Orthogonal Non-Target Factor Constraints
Application:
14/025,127 →
Publication:
US 2014/0081889
Methods and Apparatus for Generating Purified Minimum Risk Portfolios
Application:
14/051,711 →
Publication:
US 2014/0108295
Methods and Apparatus for Improving Factor Risk Model Responsiveness
Application:
14/203,807 →
Publication:
US 2014/0201107
Adjusted Factor-Based Performance Attribution
Application:
14/336,123 →
Publication:
US 2015/0081592
Related Assignments
(11)
Other recorded transfers of the patents in this record — the chain of ownership.
Assignment of Assignor's Interest
Jan 29, 2007
From: STUBBS, ROBERT A.; SCHMIETA, STEFAN H.
To: AXIOMA, INC.
Reel/Frame 018819/0120 →
Assignment of Assignor's Interest
Jun 30, 2010
From: RENSHAW, ANTHONY
To: AXIOMA, INC.
Reel/Frame 024618/0008 →
Assignment of Assignor's Interest
Dec 2, 2010
From: RENSHAW, ANTHONY
To: AXIOMA, INC.
Reel/Frame 025439/0503 →
Assignment of Assignor's Interest
Apr 24, 2012
From: BELL, SIMON WANNASIN; SIU, FRANK PAK-HO
To: AXIOMA, INC.
Reel/Frame 028095/0892 →
Assignment of Assignor's Interest
May 13, 2013
From: RENSHAW, ANTHONY A.
To: AXIOMA, INC.
Reel/Frame 030403/0455 →
Assignment of Assignor's Interest
Sep 12, 2013
From: RENSHAW, ANTHONY A.
To: AXIOMA, INC.
Reel/Frame 031193/0697 →
Assignment of Assignor's Interest
Oct 11, 2013
From: RENSHAW, ANTHONY A.
To: AXIOMA, INC.
Reel/Frame 031388/0197 →
Assignment of Assignor's Interest
Jul 21, 2014
From: STUBBS, ROBERT A.; JEET, VISHV
To: AXIOMA, INC.
Reel/Frame 033350/0697 →
Security Interest
Mar 15, 2018
From: AXIOMA, INC.
To: WELLS FARGO BANK, NATIONAL ASSOCIATION, AS ADMINISTRATIVE AGENT
Reel/Frame 045234/0927 →
Release of Security Interest
Mar 19, 2018
From: PACIFIC WESTERN BANK, AS SUCCESSOR IN INTEREST BY MERGER TO SQUARE 1 BANK
To: AXIOMA, INC.
Reel/Frame 045277/0277 →
Assignment of Assignor's Interest
May 29, 2019
From: RENSHAW, ANTHONY A.
To: AXIOMA, INC.
Reel/Frame 049310/0503 →