Patent Assignment
Reel/Frame 045234/0927
Security Interest
Recorded: 2018-03-15
Pages: 9
Assignor
AXIOMA, INC.
Executed: 2018-03-15
Assignee
WELLS FARGO BANK, NATIONAL ASSOCIATION, AS ADMINISTRATIVE AGENT
ONE BOSTON PLACE, 20TH FLOOR, BOSTON, MASSACHUSETTS, 02108
Covered Properties
(18)
Identifying and Compensating for Model Mis-Specification in Factor Risk Models
Identifying and Compensating for Model Mis-Specification in Factor Risk Models
Systems and Methods for Asynchronous Risk Model Return Portfolios
Application:
12/827,358 →
Publication:
US 2011/0289017
Methodology and Process for Constructing Factor Indexes
Patent:
8,533,089 →
Application:
12/958,778 →
Returns-Timing for Multiple Market Factor Risk Models
Methods and Apparatus for Improving Factor Risk Model Responsiveness
Identifying and Compensating for Model Mis-Specification in Factor Risk Models
Application:
13/654,797 →
Publication:
US 2013/0041848
Factor Risk Models with Multiple Specific Risk Estimates
Application:
13/892,644 →
Publication:
US 2013/0304671
Methodology and Process For Constructing Factor Indexes
Application:
13/965,621 →
Publication:
US 2013/0332391
Purifying Portfolios Using Orthogonal Non-Target Factor Constraints
Application:
14/025,127 →
Publication:
US 2014/0081889
Methods and Apparatus for Improving Factor Risk Model Responsiveness
Application:
14/203,807 →
Publication:
US 2014/0201107
Adjusted Factor-Based Performance Attribution
Application:
14/336,123 →
Publication:
US 2015/0081592
Factor-Factor Covariance Estimates for Risk Factor Groups in Factor Risk Models
Application:
14/482,685 →
Publication:
US 2016/0071213
Risk Factor Splitting
Application:
14/495,470 →
Publication:
US 2016/0086278
Performance Attribution for Portfolios with Composite Investments
Application:
14/505,258 →
Publication:
US 2016/0098796
Methods and Apparatus for Implementing Improved Notional-free Asset Liquidity Rules
Application:
14/519,991 →
Publication:
US 2016/0110811
Methods and Apparatus Employing Hierarchical Conditional Variance to Minimize Downside Risk of a Multi-Asset Class Portfolio and Improved Graphical User Interface
Application:
15/280,144 →
Publication:
US 2017/0323385
Methods and Apparatuses for Attribution with Custom Factor Mimicking Portfolios
Application:
15/475,523 →
Publication:
US 2018/0122012
Related Assignments
(19)
Other recorded transfers of the patents in this record — the chain of ownership.
Assignment of Assignor's Interest
Jan 29, 2007
From: STUBBS, ROBERT A.; SCHMIETA, STEFAN H.
To: AXIOMA, INC.
Reel/Frame 018819/0120 →
Assignment of Assignor's Interest
Jun 30, 2010
From: RENSHAW, ANTHONY
To: AXIOMA, INC.
Reel/Frame 024618/0008 →
Assignment of Assignor's Interest
Dec 2, 2010
From: RENSHAW, ANTHONY
To: AXIOMA, INC.
Reel/Frame 025439/0503 →
Assignment of Assignor's Interest
Apr 24, 2012
From: BELL, SIMON WANNASIN; SCHMIETA, STEFAN HANS; SIU, FRANK PAK-HO
To: AXIOMA, INC.
Reel/Frame 028096/0001 →
Assignment of Assignor's Interest
Apr 24, 2012
From: BELL, SIMON WANNASIN; SIU, FRANK PAK-HO
To: AXIOMA, INC.
Reel/Frame 028095/0892 →
Assignment of Assignor's Interest
May 13, 2013
From: RENSHAW, ANTHONY A.
To: AXIOMA, INC.
Reel/Frame 030403/0455 →
Assignment of Assignor's Interest
Sep 12, 2013
From: RENSHAW, ANTHONY A.
To: AXIOMA, INC.
Reel/Frame 031193/0697 →
Assignment of Assignor's Interest
Jul 21, 2014
From: STUBBS, ROBERT A.; JEET, VISHV
To: AXIOMA, INC.
Reel/Frame 033350/0697 →
Assignment of Assignor's Interest
Sep 10, 2014
From: RENSHAW, ANTHONY A.
To: AXIOMA, INC.
Reel/Frame 033712/0774 →
Assignment of Assignor's Interest
Sep 24, 2014
From: RENSHAW, ANTHONY A.
To: AXIOMA, INC.
Reel/Frame 033809/0858 →
Assignment of Assignor's Interest
Oct 2, 2014
From: JEET, VISHV; SHEKHAR, VISHAL
To: AXIOMA, INC.
Reel/Frame 033887/0173 →
Assignment of Assignor's Interest
Oct 21, 2014
From: RENSHAW, ANTHONY A.
To: AXIOMA, INC.
Reel/Frame 033996/0342 →
Assignment of Assignor's Interest
Dec 2, 2014
From: SIU, FRANK PAK-HO; RENSHAW, ANTHONY A.
To: AXIOMA, INC.
Reel/Frame 034309/0421 →
Security Interest
Dec 29, 2015
From: AXIOMA, INC.
To: PACIFIC WESTERN BANK (A SUCCESSOR IN INTEREST BY MERGER TO SQUARE 1 BANK)
Reel/Frame 037377/0056 →
Assignment of Assignor's Interest
Oct 12, 2016
From: SIVARAMAKRISHNAN, KARTIK
To: AXIOMA, INC.
Reel/Frame 040332/0811 →
Assignment of Assignor's Interest
Mar 31, 2017
From: VANDENBUSSCHE, DIETER; STUBBS, ROBERT A.
To: AXIOMA, INC.
Reel/Frame 041809/0269 →
Security Interest
Aug 1, 2017
From: AXIOMA, INC.
To: PACIFIC WESTERN BANK, AS SUCCESSOR IN INTEREST BY MERGER TO SQUARE 1 BANK
Reel/Frame 043157/0566 →
Release of Security Interest
Mar 19, 2018
From: PACIFIC WESTERN BANK, AS SUCCESSOR IN INTEREST BY MERGER TO SQUARE 1 BANK
To: AXIOMA, INC.
Reel/Frame 045277/0277 →
Assignment of Assignor's Interest
May 29, 2019
From: RENSHAW, ANTHONY A.
To: AXIOMA, INC.
Reel/Frame 049310/0503 →