IP Library Assignment 045277/0277
Patent Assignment
Reel/Frame 045277/0277

Release of Security Interest

Recorded: 2018-03-19 Pages: 7
Assignor
Assignee
AXIOMA, INC.
17 STATE STREET, STE. 2700, NEW YORK, NEW YORK, 10004
Covered Properties (17)
Identifying and Compensating for Model Mis-Specification in Factor Risk Models
Patent: 7,698,202 →
Application: 11/668,294 →
Publication: US 2007/0179908
Identifying and Compensating for Model Mis-Specification in Factor Risk Models
Patent: 8,315,936 →
Application: 12/711,554 →
Publication: US 2010/0153307
Systems and Methods for Asynchronous Risk Model Return Portfolios
Application: 12/827,358 →
Publication: US 2011/0289017
Methodology and Process for Constructing Factor Indexes
Patent: 8,533,089 →
Application: 12/958,778 →
Returns-Timing for Multiple Market Factor Risk Models
Patent: 8,533,107 →
Application: 13/503,696 →
Publication: US 2013/0080310
Methods and Apparatus for Improving Factor Risk Model Responsiveness
Patent: 8,700,516 →
Application: 13/503,698 →
Publication: US 2013/0297530
Identifying and Compensating for Model Mis-Specification in Factor Risk Models
Application: 13/654,797 →
Publication: US 2013/0041848
Factor Risk Models with Multiple Specific Risk Estimates
Application: 13/892,644 →
Publication: US 2013/0304671
Methodology and Process For Constructing Factor Indexes
Application: 13/965,621 →
Publication: US 2013/0332391
Purifying Portfolios Using Orthogonal Non-Target Factor Constraints
Application: 14/025,127 →
Publication: US 2014/0081889
Methods and Apparatus for Generating Purified Minimum Risk Portfolios
Application: 14/051,711 →
Publication: US 2014/0108295
Methods and Apparatus for Improving Factor Risk Model Responsiveness
Application: 14/203,807 →
Publication: US 2014/0201107
Adjusted Factor-Based Performance Attribution
Application: 14/336,123 →
Publication: US 2015/0081592
Factor-Factor Covariance Estimates for Risk Factor Groups in Factor Risk Models
Application: 14/482,685 →
Publication: US 2016/0071213
Risk Factor Splitting
Application: 14/495,470 →
Publication: US 2016/0086278
Performance Attribution for Portfolios with Composite Investments
Application: 14/505,258 →
Publication: US 2016/0098796
Methods and Apparatus for Implementing Improved Notional-free Asset Liquidity Rules
Application: 14/519,991 →
Publication: US 2016/0110811
Related Assignments (18)
Other recorded transfers of the patents in this record — the chain of ownership.
Assignment of Assignor's Interest Jan 29, 2007
From: STUBBS, ROBERT A.; SCHMIETA, STEFAN H.
To: AXIOMA, INC.
Reel/Frame 018819/0120 →
Assignment of Assignor's Interest Jun 30, 2010
From: RENSHAW, ANTHONY
To: AXIOMA, INC.
Reel/Frame 024618/0008 →
Assignment of Assignor's Interest Dec 2, 2010
From: RENSHAW, ANTHONY
To: AXIOMA, INC.
Reel/Frame 025439/0503 →
Assignment of Assignor's Interest Apr 24, 2012
From: BELL, SIMON WANNASIN; SCHMIETA, STEFAN HANS; SIU, FRANK PAK-HO
To: AXIOMA, INC.
Reel/Frame 028096/0001 →
Assignment of Assignor's Interest Apr 24, 2012
From: BELL, SIMON WANNASIN; SIU, FRANK PAK-HO
To: AXIOMA, INC.
Reel/Frame 028095/0892 →
Assignment of Assignor's Interest May 13, 2013
From: RENSHAW, ANTHONY A.
To: AXIOMA, INC.
Reel/Frame 030403/0455 →
Assignment of Assignor's Interest Sep 12, 2013
From: RENSHAW, ANTHONY A.
To: AXIOMA, INC.
Reel/Frame 031193/0697 →
Assignment of Assignor's Interest Oct 11, 2013
From: RENSHAW, ANTHONY A.
To: AXIOMA, INC.
Reel/Frame 031388/0197 →
Assignment of Assignor's Interest Jul 21, 2014
From: STUBBS, ROBERT A.; JEET, VISHV
To: AXIOMA, INC.
Reel/Frame 033350/0697 →
Assignment of Assignor's Interest Sep 10, 2014
From: RENSHAW, ANTHONY A.
To: AXIOMA, INC.
Reel/Frame 033712/0774 →
Assignment of Assignor's Interest Sep 24, 2014
From: RENSHAW, ANTHONY A.
To: AXIOMA, INC.
Reel/Frame 033809/0858 →
Assignment of Assignor's Interest Oct 2, 2014
From: JEET, VISHV; SHEKHAR, VISHAL
To: AXIOMA, INC.
Reel/Frame 033887/0173 →
Assignment of Assignor's Interest Oct 21, 2014
From: RENSHAW, ANTHONY A.
To: AXIOMA, INC.
Reel/Frame 033996/0342 →
Assignment of Assignor's Interest Dec 2, 2014
From: SIU, FRANK PAK-HO; RENSHAW, ANTHONY A.
To: AXIOMA, INC.
Reel/Frame 034309/0421 →
Security Interest Dec 29, 2015
From: AXIOMA, INC.
To: PACIFIC WESTERN BANK (A SUCCESSOR IN INTEREST BY MERGER TO SQUARE 1 BANK)
Reel/Frame 037377/0056 →
Security Interest Aug 1, 2017
From: AXIOMA, INC.
To: PACIFIC WESTERN BANK, AS SUCCESSOR IN INTEREST BY MERGER TO SQUARE 1 BANK
Reel/Frame 043157/0566 →
Security Interest Mar 15, 2018
From: AXIOMA, INC.
To: WELLS FARGO BANK, NATIONAL ASSOCIATION, AS ADMINISTRATIVE AGENT
Reel/Frame 045234/0927 →
Assignment of Assignor's Interest May 29, 2019
From: RENSHAW, ANTHONY A.
To: AXIOMA, INC.
Reel/Frame 049310/0503 →