Patent Assignment
Reel/Frame 040054/0122
Assignment of Assignor's Interest
Recorded: 2016-09-16
Pages: 8
Assignor
GOLDMAN SACHS & CO.
Executed: 2016-04-22
Assignee
REGULATORY DATACORP, INC.
211 S. GULPH ROAD, SUITE 125, KING OF PRUSSIA, PENNSYLVANIA, 19406
Covered Properties
(47)
Insider Trading Risk Management
Application:
10/775,868 →
Publication:
US 2004/0193532
Gaming Industry Risk Management Clearinghouse
Application:
14/492,200 →
Publication:
US 2015/0073861
Biometric Risk Management
Application:
13/597,035 →
Publication:
US 2012/0323773
Construction Industry Risk Management Clearinghouse
Application:
13/622,464 →
Publication:
US 2013/0018664
Long term care risk management clearinghouse
Application:
10/625,049 →
Publication:
US 2004/0143446
Risk Management Customer Registry
Application:
13/020,696 →
Publication:
US 2011/0131136
Hedge Fund Risk Management
Application:
13/669,635 →
Publication:
US 2013/0073482
Automated Account Risk Management
Application:
14/012,840 →
Publication:
US 2014/0067636
Automated Political Risk Management
Application:
13/326,509 →
Publication:
US 2012/0284186
Automated Global Risk Management
Application:
13/353,566 →
Publication:
US 2012/0116954
Network Access Risk Management
Application:
10/385,557 →
Publication:
US 2004/0006532
Correspondent Bank Registry
Application:
13/020,709 →
Publication:
US 2011/0131125
Systems And Methods For Managing Information Associated With Legal, Compliance And Regulatory Risk
Application:
14/739,260 →
Publication:
US 2015/0288713
Systems, Methods, Apparatus, And Schema For Storing, Managing And Retrieving Information
Application:
14/310,255 →
Publication:
US 2015/0019406
Systems And Methods For Automated Political Risk Management
Application:
14/257,487 →
Publication:
US 2014/0344130
Method, System, Apparatus, Program Code And Means For Identifying And Extracting Information
Application:
14/672,542 →
Publication:
US 2015/0278289
Transaction surveillance
Application:
10/304,909 →
Publication:
US 2003/0177087
Travel related risk management clearinghouse
Application:
10/456,000 →
Publication:
US 2003/0225687
Proprietary Risk Management Clearinghouse
Application:
13/530,681 →
Publication:
US 2012/0265675
Systems and Methods for Managing Risk Associated with a Geo-Political Area
Application:
13/096,195 →
Publication:
US 2011/0202457
Electronic fund transfer participant risk management clearing
Application:
10/459,258 →
Publication:
US 2003/0233319
Automated Political Risk Management
Systems and Methods for Automated Political Risk Management
Method, System, Apparatus, Program Code, and Means for Determining a Relevancy of Information
Construction Industry Risk Management Clearinghouse
Biometric Risk Management
Automated Political Risk Management
Correspondent Bank Registry
Patent:
7,899,722 →
Application:
10/278,380 →
Risk Management Customer Registry
Systems and Methods for Managing Risk Associated with a Geo-Political Area
Hedge Fund Risk Management
Automated Political Risk Management
Gaming Industry Risk Management Clearinghouse
Automated Global Risk Management
Proprietary Risk Management Clearinghouse
Biometric Risk Management
Construction Industry Risk Management Clearinghouse
Hedge Fund Risk Management
Method, system, apparatus, program code and means for determining a redundancy of information
Systems and Methods for Managing Information Associated with Legal, Compliance and Regulatory Risk
Automated Account Risk Management
Systems and Methods for Automated Political Risk Management
Systems, methods, apparatus, and schema for storing, managing and retrieving information
Gaming Industry Risk Management Clearinghouse
Method, system, apparatus, program code and means for identifying and extracting information
Systems And Methods For Managing Information Associated With Legal, Compliance And Regulatory Risk
Method, System, Apparatus, Program Code and Means for Determining a Redundancy of Information
Related Assignments
(25)
Other recorded transfers of the patents in this record — the chain of ownership.
Assignment of Assignor's Interest
Aug 27, 2001
From: LAWRENCE, DAVID
To: GOLDMAN, SACHS & CO.
Reel/Frame 012113/0790 →
Assignment of Assignor's Interest
May 12, 2003
From: LAWRENCE, DAVID
To: GOLDMAN, SACHS & CO.
Reel/Frame 013643/0827 →
Assignment of Assignor's Interest
Aug 6, 2003
From: LAWRENCE, DAVID; YOUNG, CARL
To: GOLDMAN, SACHS & CO.
Reel/Frame 013855/0612 →
Assignment of Assignor's Interest
Aug 13, 2003
From: LAWRENCE, DAVID
To: GOLDMAN, SACHS & CO.
Reel/Frame 013869/0646 →
Assignment of Assignor's Interest
Aug 26, 2003
From: LAWRENCE, DAVID
To: GOLDMAN, SACHS & CO.
Reel/Frame 013918/0025 →
Assignment of Assignor's Interest
Jan 6, 2004
From: LAWRENCE, DAVID
To: GOLDMAN, SACHS & CO.
Reel/Frame 014237/0328 →
Assignment of Assignor's Interest
Jun 4, 2004
From: LAWRENCE, DAVID
To: GOLDMAN, SACHS & CO.
Reel/Frame 014689/0566 →
Assignment of Assignor's Interest
Sep 15, 2004
From: LAWRENCE, DAVID
To: GOLDMAN SACHS & CO.
Reel/Frame 015808/0248 →
Assignment of Assignor's Interest
Sep 15, 2004
From: NITZE, PETER; MACDONALD, ALASDAIR
To: REGULATORY DATACORP INTERNATIONAL LLC
Reel/Frame 015808/0253 →
Assignment of Assignor's Interest
Sep 15, 2004
From: NITZE, PETER; MACDONALD, ALASDAIR
To: REGULATORY DATACORP INTERNATIONAL LLC
Reel/Frame 015804/0691 →
Assignment of Assignor's Interest
Sep 15, 2004
From: LAWRENCE, DAVID
To: GOLDMAN SACHS & CO.
Reel/Frame 015804/0708 →
Security Agreement
Mar 19, 2012
From: REGULATORY DATACORP, INC.
To: LIGHTHOUSE CAPITAL PARTNERS VI, L.P.
Reel/Frame 027889/0580 →
Assignment of Assignor's Interest
Jun 22, 2012
From: LAWRENCE, DAVID
To: GOLDMAN, SACHS & CO.
Reel/Frame 028427/0514 →
Assignment of Assignor's Interest
Dec 10, 2013
From: LAWRENCE, DAVID
To: GOLDMAN, SACHS & CO.
Reel/Frame 031753/0652 →
Assignment of Assignor's Interest
Oct 29, 2014
From: LAWRENCE, DAVID
To: GOLDMAN, SACHS & CO.
Reel/Frame 034058/0903 →
Assignment of Assignor's Interest
Oct 29, 2014
From: NITZE, PETER; MACDONALD, ALASDAIR
To: REGULATORY DATACORP INTERNATIONAL LLC
Reel/Frame 034058/0851 →
Assignment of Assignor's Interest
Mar 12, 2015
From: LAWRENCE, DAVID
To: GOLDMAN, SACHS & CO.
Reel/Frame 035147/0601 →
Assignment of Assignor's Interest
Mar 12, 2015
From: NITZE, PETER; MACDONALD, ALASDAIR
To: REGULATORY DATACORP INTERNATIONAL LLC
Reel/Frame 035147/0703 →
Assignment of Assignor's Interest
Mar 12, 2015
From: LAWRENCE, DAVID
To: GOLDMAN, SACHS & CO.
Reel/Frame 035152/0293 →
Assignment of Assignor's Interest
Mar 20, 2015
From: LAWRENCE, DAVID
To: GOLDMAN, SACHS & CO.
Reel/Frame 035221/0687 →
Assignment of Assignor's Interest
Mar 30, 2015
From: LAWRENCE, DAVID
To: GOLDMAN, SACHS & CO.
Reel/Frame 035285/0197 →
Assignment of Assignor's Interest
Mar 31, 2015
From: LAWRENCE, DAVID
To: GOLDMAN, SACHS & CO.
Reel/Frame 035297/0664 →
Release of Security Interest
Mar 1, 2016
From: LIGHTHOUSE CAPITAL PARTNERS VI, L.P.
To: REGULATORY DATACORP, INC.
Reel/Frame 037862/0239 →
First Lien Patent Security Agreement
Sep 21, 2016
From: REGULATORY DATACORP, INC.
To: ANTARES CAPITAL LP, AS COLLATERAL AGENT
Reel/Frame 040095/0272 →
Security Interest
Sep 21, 2016
From: REGULATORY DATACORP, INC.
To: GOLDMAN SACHS PRIVATE MIDDLE MARKET CREDIT LLC, AS COLLATERAL AGENT
Reel/Frame 039816/0190 →