IP Library Patent Application 12951834
Patent Application
App. No. 12/951,834

AGED TRANSACTIONS IN A TRADING SYSTEM

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Quick Facts
Patent No.
US None
App. No.
12/951,834
Abstract

A method and system for aging orders, increasing securities market liquidity.

Claims (12)

1 . A computer-enabled system designed to generate an indication-of-interest with respect to a particular security in an pass-through alternative trading system (“ATS”) designed to transact upon a securities order to buy or sell, comprising:

a user module operatively configured to transmit a pass-through order to buy or sell a particular security within a price range from a user;

a database operatively connected to said user module configured for holding a plurality of pass-through orders to buy or sell a particular security within a particular price range generated by one or more of said user modules;

a timer module operatively connected to said data base, said timer module configured to permit and to control aging of said pass-through orders; and

a transaction module operatively connected to said database, said transaction module configured to generate an indication-of-interest with respect to a particular security based upon the aggregation of two or more of said pass-through orders.

2 . The computer-enabled system of claim 1 wherein said indication-of-interest generated by said transaction module is designed to be transactable upon within a period permitted by said controlled aging of said pass-through orders contributing to the indication-of-interest if contra-flow is received while the IOI is within a favorable spread to the ATS.

3 . The computer-enabled system of claim 1 wherein said user modules are computer systems driven by ATS connective software.

4 . The computer-enable system of claim 1 wherein said timer module is a software instruction set configured to generate an IOI.

5 . The computer-enabled system of claim 1 wherein said transaction module is a software instruction set configured to transact upon an IOI.

6 . The computer-enabled system of claim 1 wherein the pass-through order is a GTD order.

7 . The computer-enabled system of claim 1 wherein the pass-through order is a GTC order.

8 . The computer-enabled system of claim 1 wherein said transaction module is further operatively configured to transmit the indication-of-interest to one or more IOI subscribers to the ATS system.

Assignments (4)
RELEASE OF FIRST LIEN SECURITY INTEREST RECORDED AT REEL/FRAME 025528/0039 Recorded Apr 8, 2013
From: BANK OF AMERCA, N.A.
To: CONVERGEX GROUP, LLC (FORMERLY KNOWN AS BNY CONVERGEX GROUP, LLC); CONVERGEX SOLUTIONS LLC (FORMERLY KNOWN AS CONVERGEX RESEARCH SOLUTIONS LLC)
Reel/Frame 030167/0180 →
RELEASE OF SECOND LIEN SECURITY INTEREST RECORDED AT REEL/FRAME 025549/0586 Recorded Apr 8, 2013
From: BANK OF AMERICA, N.A.
To: CONVERGEX GROUP, LLC (FORMERLY KNOWN AS BNY CONVERGEX GROUP, LLC); CONVERGEX SOLUTIONS LLC (FORMERLY KNOWN AS CONVERGEX RESEARCH SOLUTIONS LLC)
Reel/Frame 030167/0207 →
SECOND LIEN PATENT SECURITY AGREEMENT Recorded Dec 22, 2010
From: BNY CONVERGEX GROUP, LLC; CONVERGEX RESEARCH SOLUTIONS LLC
To: BANK OF AMERICA, N.A., AS COLLATERAL AGENT
Reel/Frame 025549/0586 →
FIRST LIEN PATENT SECURITY AGREEMENT Recorded Dec 21, 2010
From: BNY CONVERGEX GROUP, LLC; CONVERGEX RESEARCH SOLUTIONS LLC
To: BANK OF AMERICA, N.A., AS COLLATERAL AGENT
Reel/Frame 025528/0039 →