Patent Assignment
Reel/Frame 030167/0180
Release of First Lien Security Interest Recorded at Reel/Frame 025528/0039
Recorded: 2013-04-08
Pages: 6
Assignor
BANK OF AMERCA, N.A.
Executed: 2013-04-04
Assignees
CONVERGEX GROUP, LLC (FORMERLY KNOWN AS BNY CONVERGEX GROUP, LLC)
1633 BROADWAY, 48TH FLOOR, NEW YORK, NEW YORK, 10019
CONVERGEX SOLUTIONS LLC (FORMERLY KNOWN AS CONVERGEX RESEARCH SOLUTIONS LLC)
1633 BROADWAY, 48TH FLOOR, NEW YORK, NEW YORK, 10019
Covered Properties
(11)
Systems and Methods for Direct Electronic Trading of Depositary Receipts
Independent research analysis, aggregation and delivery system and method
Application:
10/832,460 →
Publication:
US 2005/0240456
Aged Transactions in a Trading System
Systems, methods, and media for trading securities
Application:
12/032,682 →
Publication:
US 2009/0018968
Methods and Systems for Processing Orders
Patent:
8,620,759 →
Application:
12/126,754 →
Commission Management System
Systems, Methods, and Media for Automatically Controlling Trade Executions Based on Percentage of Volume Trading Rates
Systems, methods, and media for placing orders to trade securities
Application:
12/761,143 →
Publication:
US 2011/0258100
Commission Management System
Aged Transactions in a Trading System
Application:
12/951,834 →
Publication:
US 2011/0066545
Systems, Methods, and Media for Controlling Orders in a Trading System
Application:
61/291,858 →
Related Assignments
(25)
Other recorded transfers of the patents in this record — the chain of ownership.
Assignment of Assignor's Interest
Apr 14, 2003
From: LEVINE, ANDREW
To: BANK OF NEW YORK
Reel/Frame 013953/0432 →
Assignment of Assignor's Interest
Jul 23, 2004
From: MCMAHON, SEAN ROBERT; WARD, CHRISTIAN JAMES
To: BNY JAYWALK
Reel/Frame 015609/0067 →
Assignment of Assignor's Interest
Sep 22, 2005
From: LEVINE, ANDREW P.
To: THE BANK OF NEW YORK
Reel/Frame 017023/0328 →
Corrective Assignment to Correct the Incorrect Patent Application Number 10/437513 Previously Recorded on Reel 018392 Frame 0497. Assignor(S) Hereby Confirms the Change of Name.
Oct 16, 2006
From: BNY JAYWALK INC.
To: BNY JAYWALK LLC
Reel/Frame 018393/0077 →
First Lien Patent Security Agreement
Oct 18, 2006
From: BNY JAYWALK LLC; BNY CONVERGEX GROUP, LLC
To: MERRILL LYNCH CAPITAL CORPORATION, AS COLLATERAL AGENT
Reel/Frame 018406/0287 →
Second Lien Patent Security Agreement
Oct 20, 2006
From: BNY JAYWALK LLC; BNY CONVERGEX GROUP, LLC
To: MERRILL LYNCH CAPITAL CORPORATION, AS COLLATERAL AGENT
Reel/Frame 018416/0315 →
Assignment of Assignor's Interest
Sep 27, 2008
From: VIRGILIO, JOSEPH; VIANI, CRAIG
To: BNY CONVERGEX GROUP LLC
Reel/Frame 021596/0829 →
Assignment of Assignor's Interest
Sep 27, 2008
From: ARDELL, GARY; BYRNE, MATTHEW T
To: BNY CONVERGEX GROUP LLC
Reel/Frame 021596/0821 →
Assignment of Assignor's Interest
Oct 9, 2008
From: THE BANK OF NEW YORK
To: BNY CONVERGEX GROUP LLC
Reel/Frame 021656/0335 →
Assignment of Assignor's Interest
Jun 19, 2009
From: WARD, CHRISTIAN JAMES; MCMAHON, SEAN ROBERT
To: BNY JAYWALK
Reel/Frame 022852/0150 →
Assignment of Assignor's Interest
Jul 1, 2009
From: ALOE, PAOLO; CARR, BRIAN; WEINGARTEN, DAN
To: NYFIX, INC.
Reel/Frame 022901/0908 →
Change of Name
Sep 30, 2009
From: BNY JAYWALK LLC
To: CONVERGEX RESEARCH SOLUTIONS LLC
Reel/Frame 023305/0559 →
Assignment of Assignor's Interest
Oct 14, 2009
From: KOCIUBA, JAMES T
To: BNY CONVERGEX GROUP LLC
Reel/Frame 023369/0172 →
Assignment of Assignor's Interest
Dec 17, 2009
From: NYFIX, INC.
To: BNY CONVERGEX EXECUTION SOLUTIONS LLC
Reel/Frame 023667/0431 →
Assignment of Assignor's Interest
Apr 27, 2010
From: KRISHNA, SRIKANT; LIN, BIQUAN
To: BNY CONVERGEX GROUP, LLC
Reel/Frame 024297/0346 →
Patent Release (First Lien)
Dec 17, 2010
From: MERRILL LYNCH CAPITAL CORPORATION, AS COLLATERAL AGENT
To: BNY CONVERGEX GROUP, LLC
Reel/Frame 025523/0512 →
Patent Release (Second Lien)
Dec 17, 2010
From: MERRILL LYNCH CAPITAL CORPORATION, AS COLLATERAL AGENT
To: BNY CONVERGEX GROUP, LLC
Reel/Frame 025523/0507 →
First Lien Patent Security Agreement
Dec 21, 2010
From: BNY CONVERGEX GROUP, LLC; CONVERGEX RESEARCH SOLUTIONS LLC
To: BANK OF AMERICA, N.A., AS COLLATERAL AGENT
Reel/Frame 025528/0039 →
Second Lien Patent Security Agreement
Dec 22, 2010
From: BNY CONVERGEX GROUP, LLC; CONVERGEX RESEARCH SOLUTIONS LLC
To: BANK OF AMERICA, N.A., AS COLLATERAL AGENT
Reel/Frame 025549/0586 →
Assignment of Assignor's Interest
Jul 13, 2011
From: MURTAUGH, JEANNE L.; RUEBENSTAHL, KEVIN; PRICOLI, PAUL A.; DE LAFORCADE, MICHAEL WILL
To: BANK OF NEW YORK
Reel/Frame 026587/0057 →
Assignment of Assignor's Interest
Jul 13, 2011
From: BANK OF NEW YORK; THE BANK OF NEW YORK COMPANY, INC.
To: BNY CONVERGEX GROUP, LLC
Reel/Frame 026587/0158 →
Change of Name
Dec 12, 2011
From: BNY CONVERGEX GROUP, LLC
To: CONVERGEX GROUP, LLC
Reel/Frame 027367/0551 →
Change of Name
Feb 13, 2012
From: BNY CONVERGEX EXECUTION SOLUTIONS LLC
To: CONVERGEX EXECUTION SOLUTIONS LLC
Reel/Frame 027697/0480 →
Change of Name
Feb 13, 2012
From: BNY CONVERGEX GROUP, LLC
To: CONVERGEX GROUP, LLC
Reel/Frame 027697/0446 →
Change of Name
Feb 13, 2012
From: BNY CONVERGEX GROUP LLC
To: CONVERGEX GROUP, LLC
Reel/Frame 027697/0411 →