IP Library › Assignment 027367/0551
Patent Assignment
Reel/Frame 027367/0551

Change of Name

Recorded: 2011-12-12 Pages: 3
Assignor
BNY CONVERGEX GROUP, LLC
Executed: 2011-11-30
Assignee
CONVERGEX GROUP, LLC
1633 BROADWAY, 48TH FLOOR, NEW YORK, NEW YORK, 10019
Covered Properties (2)
Commission Management System
Patent: 7,769,658 →
Application: 12/437,109 →
Publication: US 2009/0216670
Commission Management System
Patent: 8,433,629 →
Application: 12/847,236 →
Publication: US 2011/0010284
Related Assignments (11)
Other recorded transfers of the patents in this record — the chain of ownership.
First Lien Patent Security Agreement Dec 21, 2010
From: BNY CONVERGEX GROUP, LLC; CONVERGEX RESEARCH SOLUTIONS LLC
To: BANK OF AMERICA, N.A., AS COLLATERAL AGENT
Reel/Frame 025528/0039 →
Second Lien Patent Security Agreement Dec 22, 2010
From: BNY CONVERGEX GROUP, LLC; CONVERGEX RESEARCH SOLUTIONS LLC
To: BANK OF AMERICA, N.A., AS COLLATERAL AGENT
Reel/Frame 025549/0586 →
Assignment of Assignor's Interest Jul 13, 2011
From: BANK OF NEW YORK; THE BANK OF NEW YORK COMPANY, INC.
To: BNY CONVERGEX GROUP, LLC
Reel/Frame 026587/0158 →
Assignment of Assignor's Interest Jul 13, 2011
From: MURTAUGH, JEANNE L.; RUEBENSTAHL, KEVIN; PRICOLI, PAUL A.; DE LAFORCADE, MICHAEL WILL
To: BANK OF NEW YORK
Reel/Frame 026587/0057 →
Release of First Lien Security Interest Recorded at Reel/Frame 018406/0287 Apr 8, 2013
From: MERRILL LYNCH CAPITAL CORPORATION
To: CONVERGEX GROUP LLC (FORMERLY KNOWN AS BNY CONVERGEX GROUP LLC); CONVERGEX SOLUTIONS LLC (FORMERLY KNOWN AS BNY JAYWALK LLC)
Reel/Frame 030167/0590 →
Release of First Lien Security Interest Recorded at Reel/Frame 025528/0039 Apr 8, 2013
From: BANK OF AMERCA, N.A.
To: CONVERGEX GROUP, LLC (FORMERLY KNOWN AS BNY CONVERGEX GROUP, LLC); CONVERGEX SOLUTIONS LLC (FORMERLY KNOWN AS CONVERGEX RESEARCH SOLUTIONS LLC)
Reel/Frame 030167/0180 →
Release of Second Lien Security Interest Recorded at Reel/Frame 025549/0586 Apr 8, 2013
From: BANK OF AMERICA, N.A.
To: CONVERGEX GROUP, LLC (FORMERLY KNOWN AS BNY CONVERGEX GROUP, LLC); CONVERGEX SOLUTIONS LLC (FORMERLY KNOWN AS CONVERGEX RESEARCH SOLUTIONS LLC)
Reel/Frame 030167/0207 →
Release of Second Lien Security Interest Recorded at Reel/Frame 018416/0315 Apr 9, 2013
From: MERRILL LYNCH CAPITAL CORPORATION
To: CONVERGEX GROUP LLC (FORMERLY KNOWN AS BNY CONVERGEX GROUP LLC); CONVERGEX SOLUTIONS LLC (FORMERLY KNOWN AS BNY JAYWALK LLC)
Reel/Frame 030175/0577 →
Change of Name Apr 13, 2021
From: CONVERGEX GROUP, LLC
To: COWEN EXECUTION HOLDCO LLC
Reel/Frame 056004/0325 →
Security Interest Apr 16, 2021
From: COWEN EXECUTION HOLDCO LLC
To: MORGAN STANLEY SENIOR FUNDING, INC., AS AGENT
Reel/Frame 055944/0473 →
Release of Security Interest Mar 1, 2023
From: MORGAN STANLEY SENIOR FUNDING, INC.
To: COWEN EXECUTION HOLDCO LLC
Reel/Frame 062843/0779 →