IP Library › Assignment 056004/0325
Patent Assignment
Reel/Frame 056004/0325

Change of Name

Recorded: 2021-04-13 Pages: 2
Assignor
CONVERGEX GROUP, LLC
Executed: 2017-05-31
Assignee
COWEN EXECUTION HOLDCO LLC
599 LEXINGTON AVENUE, NEW YORK, NEW YORK, 10022
Covered Properties (3)
Systems and Methods for Direct Electronic Trading of Depositary Receipts
Patent: 7,778,896 →
Application: 10/309,750 →
Publication: US 2004/0107156
Systems, Methods, and Media for Automatically Controlling Trade Executions Based on Percentage of Volume Trading Rates
Patent: 7,979,344 →
Application: 12/472,364 →
Publication: US 2010/0023458
Commission Management System
Patent: 8,433,629 →
Application: 12/847,236 →
Publication: US 2011/0010284
Related Assignments (17)
Other recorded transfers of the patents in this record — the chain of ownership.
Assignment of Assignor's Interest Apr 14, 2003
From: LEVINE, ANDREW
To: BANK OF NEW YORK
Reel/Frame 013953/0432 →
Assignment of Assignor's Interest Sep 22, 2005
From: LEVINE, ANDREW P.
To: THE BANK OF NEW YORK
Reel/Frame 017023/0328 →
Assignment of Assignor's Interest Oct 9, 2008
From: THE BANK OF NEW YORK
To: BNY CONVERGEX GROUP LLC
Reel/Frame 021656/0335 →
Assignment of Assignor's Interest Oct 14, 2009
From: KOCIUBA, JAMES T
To: BNY CONVERGEX GROUP LLC
Reel/Frame 023369/0172 →
First Lien Patent Security Agreement Dec 21, 2010
From: BNY CONVERGEX GROUP, LLC; CONVERGEX RESEARCH SOLUTIONS LLC
To: BANK OF AMERICA, N.A., AS COLLATERAL AGENT
Reel/Frame 025528/0039 →
Second Lien Patent Security Agreement Dec 22, 2010
From: BNY CONVERGEX GROUP, LLC; CONVERGEX RESEARCH SOLUTIONS LLC
To: BANK OF AMERICA, N.A., AS COLLATERAL AGENT
Reel/Frame 025549/0586 →
Assignment of Assignor's Interest Jul 13, 2011
From: MURTAUGH, JEANNE L.; RUEBENSTAHL, KEVIN; PRICOLI, PAUL A.; DE LAFORCADE, MICHAEL WILL
To: BANK OF NEW YORK
Reel/Frame 026587/0057 →
Assignment of Assignor's Interest Jul 13, 2011
From: BANK OF NEW YORK; THE BANK OF NEW YORK COMPANY, INC.
To: BNY CONVERGEX GROUP, LLC
Reel/Frame 026587/0158 →
Change of Name Dec 12, 2011
From: BNY CONVERGEX GROUP, LLC
To: CONVERGEX GROUP, LLC
Reel/Frame 027367/0551 →
Change of Name Feb 13, 2012
From: BNY CONVERGEX GROUP LLC
To: CONVERGEX GROUP, LLC
Reel/Frame 027697/0408 →
Change of Name Feb 13, 2012
From: BNY CONVERGEX GROUP LLC
To: CONVERGEX GROUP, LLC
Reel/Frame 027697/0411 →
Release of First Lien Security Interest Recorded at Reel/Frame 018406/0287 Apr 8, 2013
From: MERRILL LYNCH CAPITAL CORPORATION
To: CONVERGEX GROUP LLC (FORMERLY KNOWN AS BNY CONVERGEX GROUP LLC); CONVERGEX SOLUTIONS LLC (FORMERLY KNOWN AS BNY JAYWALK LLC)
Reel/Frame 030167/0590 →
Release of Second Lien Security Interest Recorded at Reel/Frame 025549/0586 Apr 8, 2013
From: BANK OF AMERICA, N.A.
To: CONVERGEX GROUP, LLC (FORMERLY KNOWN AS BNY CONVERGEX GROUP, LLC); CONVERGEX SOLUTIONS LLC (FORMERLY KNOWN AS CONVERGEX RESEARCH SOLUTIONS LLC)
Reel/Frame 030167/0207 →
Release of First Lien Security Interest Recorded at Reel/Frame 025528/0039 Apr 8, 2013
From: BANK OF AMERCA, N.A.
To: CONVERGEX GROUP, LLC (FORMERLY KNOWN AS BNY CONVERGEX GROUP, LLC); CONVERGEX SOLUTIONS LLC (FORMERLY KNOWN AS CONVERGEX RESEARCH SOLUTIONS LLC)
Reel/Frame 030167/0180 →
Release of Second Lien Security Interest Recorded at Reel/Frame 018416/0315 Apr 9, 2013
From: MERRILL LYNCH CAPITAL CORPORATION
To: CONVERGEX GROUP LLC (FORMERLY KNOWN AS BNY CONVERGEX GROUP LLC); CONVERGEX SOLUTIONS LLC (FORMERLY KNOWN AS BNY JAYWALK LLC)
Reel/Frame 030175/0577 →
Security Interest Apr 16, 2021
From: COWEN EXECUTION HOLDCO LLC
To: MORGAN STANLEY SENIOR FUNDING, INC., AS AGENT
Reel/Frame 055944/0473 →
Release of Security Interest Mar 1, 2023
From: MORGAN STANLEY SENIOR FUNDING, INC.
To: COWEN EXECUTION HOLDCO LLC
Reel/Frame 062843/0779 →