Patent Assignment
Reel/Frame 027697/0411
Change of Name
Recorded: 2012-02-13
Pages: 3
Assignor
BNY CONVERGEX GROUP LLC
Executed: 2011-11-30
Assignee
CONVERGEX GROUP, LLC
1633 BROADWAY, 30TH FLOOR, NEW YORK, NEW YORK, 10019
Covered Property
(1)
Systems, Methods, and Media for Automatically Controlling Trade Executions Based on Percentage of Volume Trading Rates
Related Assignments
(8)
Other recorded transfers of the patent in this record — the chain of ownership.
Assignment of Assignor's Interest
Oct 14, 2009
From: KOCIUBA, JAMES T
To: BNY CONVERGEX GROUP LLC
Reel/Frame 023369/0172 →
First Lien Patent Security Agreement
Dec 21, 2010
From: BNY CONVERGEX GROUP, LLC; CONVERGEX RESEARCH SOLUTIONS LLC
To: BANK OF AMERICA, N.A., AS COLLATERAL AGENT
Reel/Frame 025528/0039 →
Second Lien Patent Security Agreement
Dec 22, 2010
From: BNY CONVERGEX GROUP, LLC; CONVERGEX RESEARCH SOLUTIONS LLC
To: BANK OF AMERICA, N.A., AS COLLATERAL AGENT
Reel/Frame 025549/0586 →
Release of Second Lien Security Interest Recorded at Reel/Frame 025549/0586
Apr 8, 2013
From: BANK OF AMERICA, N.A.
To: CONVERGEX GROUP, LLC (FORMERLY KNOWN AS BNY CONVERGEX GROUP, LLC); CONVERGEX SOLUTIONS LLC (FORMERLY KNOWN AS CONVERGEX RESEARCH SOLUTIONS LLC)
Reel/Frame 030167/0207 →
Release of First Lien Security Interest Recorded at Reel/Frame 025528/0039
Apr 8, 2013
From: BANK OF AMERCA, N.A.
To: CONVERGEX GROUP, LLC (FORMERLY KNOWN AS BNY CONVERGEX GROUP, LLC); CONVERGEX SOLUTIONS LLC (FORMERLY KNOWN AS CONVERGEX RESEARCH SOLUTIONS LLC)
Reel/Frame 030167/0180 →
Change of Name
Apr 13, 2021
From: CONVERGEX GROUP, LLC
To: COWEN EXECUTION HOLDCO LLC
Reel/Frame 056004/0325 →
Security Interest
Apr 16, 2021
From: COWEN EXECUTION HOLDCO LLC
To: MORGAN STANLEY SENIOR FUNDING, INC., AS AGENT
Reel/Frame 055944/0473 →
Release of Security Interest
Mar 1, 2023
From: MORGAN STANLEY SENIOR FUNDING, INC.
To: COWEN EXECUTION HOLDCO LLC
Reel/Frame 062843/0779 →