IP Library Assignment 025549/0586
Patent Assignment
Reel/Frame 025549/0586

Second Lien Patent Security Agreement

Recorded: 2010-12-22 Pages: 7
Assignors
BNY CONVERGEX GROUP, LLC
Executed: 2010-12-17
CONVERGEX RESEARCH SOLUTIONS LLC
Executed: 2010-12-17
Assignee
BANK OF AMERICA, N.A., AS COLLATERAL AGENT
335 MADISON AVE, NEW YORK, NEW YORK, 10017
Covered Properties (12)
Aged Transactions in a Trading System
Systems and Methods for Direct Electronic Trading of Depositary Receipts
Patent: 7,778,896 →
Application: 10/309,750 →
Publication: US 2004/0107156
Independent research analysis, aggregation and delivery system and method
Application: 10/832,460 →
Publication: US 2005/0240456
Automatic Detection of Functional Defects and Performance Bottlenecks in Network Devices
Patent: 7,840,841 →
Application: 11/862,899 →
Publication: US 2009/0089619
Systems, methods, and media for trading securities
Application: 12/032,682 →
Publication: US 2009/0018968
Methods and Systems for Processing Orders
Patent: 8,620,759 →
Application: 12/126,754 →
Commission Management System
Patent: 7,769,658 →
Application: 12/437,109 →
Publication: US 2009/0216670
Systems, Methods, and Media for Automatically Controlling Trade Executions Based on Percentage of Volume Trading Rates
Patent: 7,979,344 →
Application: 12/472,364 →
Publication: US 2010/0023458
Systems, methods, and media for placing orders to trade securities
Application: 12/761,143 →
Publication: US 2011/0258100
Commission Management System
Patent: 8,433,629 →
Application: 12/847,236 →
Publication: US 2011/0010284
Aged Transactions in a Trading System
Application: 12/951,834 →
Publication: US 2011/0066545
Systems, Methods, and Media for Controlling Orders in a Trading System
Application: 61/291,858 →
Related Assignments (25)
Other recorded transfers of the patents in this record — the chain of ownership.
Assignment of Assignor's Interest Apr 14, 2003
From: LEVINE, ANDREW
To: BANK OF NEW YORK
Reel/Frame 013953/0432 →
Assignment of Assignor's Interest Jul 23, 2004
From: MCMAHON, SEAN ROBERT; WARD, CHRISTIAN JAMES
To: BNY JAYWALK
Reel/Frame 015609/0067 →
Assignment of Assignor's Interest Sep 22, 2005
From: LEVINE, ANDREW P.
To: THE BANK OF NEW YORK
Reel/Frame 017023/0328 →
Corrective Assignment to Correct the Incorrect Patent Application Number 10/437513 Previously Recorded on Reel 018392 Frame 0497. Assignor(S) Hereby Confirms the Change of Name. Oct 16, 2006
From: BNY JAYWALK INC.
To: BNY JAYWALK LLC
Reel/Frame 018393/0077 →
First Lien Patent Security Agreement Oct 18, 2006
From: BNY JAYWALK LLC; BNY CONVERGEX GROUP, LLC
To: MERRILL LYNCH CAPITAL CORPORATION, AS COLLATERAL AGENT
Reel/Frame 018406/0287 →
Second Lien Patent Security Agreement Oct 20, 2006
From: BNY JAYWALK LLC; BNY CONVERGEX GROUP, LLC
To: MERRILL LYNCH CAPITAL CORPORATION, AS COLLATERAL AGENT
Reel/Frame 018416/0315 →
Assignment of Assignor's Interest Sep 27, 2007
From: HUANG, KUNG-SHIUH; LEE, HSIU-LING
To: CISCO TECHNOLOGY, INC.
Reel/Frame 019891/0008 →
Assignment of Assignor's Interest Sep 27, 2008
From: VIRGILIO, JOSEPH; VIANI, CRAIG
To: BNY CONVERGEX GROUP LLC
Reel/Frame 021596/0829 →
Assignment of Assignor's Interest Sep 27, 2008
From: ARDELL, GARY; BYRNE, MATTHEW T
To: BNY CONVERGEX GROUP LLC
Reel/Frame 021596/0821 →
Assignment of Assignor's Interest Oct 9, 2008
From: THE BANK OF NEW YORK
To: BNY CONVERGEX GROUP LLC
Reel/Frame 021656/0335 →
Assignment of Assignor's Interest Jun 19, 2009
From: WARD, CHRISTIAN JAMES; MCMAHON, SEAN ROBERT
To: BNY JAYWALK
Reel/Frame 022852/0150 →
Change of Name Sep 30, 2009
From: BNY JAYWALK LLC
To: CONVERGEX RESEARCH SOLUTIONS LLC
Reel/Frame 023305/0559 →
Assignment of Assignor's Interest Oct 14, 2009
From: KOCIUBA, JAMES T
To: BNY CONVERGEX GROUP LLC
Reel/Frame 023369/0172 →
Assignment of Assignor's Interest Apr 27, 2010
From: KRISHNA, SRIKANT; LIN, BIQUAN
To: BNY CONVERGEX GROUP, LLC
Reel/Frame 024297/0346 →
Patent Release (Second Lien) Dec 17, 2010
From: MERRILL LYNCH CAPITAL CORPORATION, AS COLLATERAL AGENT
To: BNY CONVERGEX GROUP, LLC
Reel/Frame 025523/0507 →
Patent Release (First Lien) Dec 17, 2010
From: MERRILL LYNCH CAPITAL CORPORATION, AS COLLATERAL AGENT
To: BNY CONVERGEX GROUP, LLC
Reel/Frame 025523/0512 →
First Lien Patent Security Agreement Dec 21, 2010
From: BNY CONVERGEX GROUP, LLC; CONVERGEX RESEARCH SOLUTIONS LLC
To: BANK OF AMERICA, N.A., AS COLLATERAL AGENT
Reel/Frame 025528/0039 →
Assignment of Assignor's Interest Jul 13, 2011
From: MURTAUGH, JEANNE L.; RUEBENSTAHL, KEVIN; PRICOLI, PAUL A.; DE LAFORCADE, MICHAEL WILL
To: BANK OF NEW YORK
Reel/Frame 026587/0057 →
Assignment of Assignor's Interest Jul 13, 2011
From: BANK OF NEW YORK; THE BANK OF NEW YORK COMPANY, INC.
To: BNY CONVERGEX GROUP, LLC
Reel/Frame 026587/0158 →
Change of Name Dec 12, 2011
From: BNY CONVERGEX GROUP, LLC
To: CONVERGEX GROUP, LLC
Reel/Frame 027367/0551 →
Change of Name Feb 13, 2012
From: BNY CONVERGEX GROUP LLC
To: CONVERGEX GROUP, LLC
Reel/Frame 027697/0411 →
Change of Name Feb 13, 2012
From: BNY CONVERGEX GROUP, LLC
To: CONVERGEX GROUP, LLC
Reel/Frame 027697/0446 →
Change of Name Feb 13, 2012
From: BNY CONVERGEX GROUP LLC
To: CONVERGEX GROUP, LLC
Reel/Frame 027697/0408 →
Change of Name Feb 13, 2012
From: BNY CONVERGEX GROUP LLC
To: CONVERGEX GROUP, LLC
Reel/Frame 027697/0380 →
Change of Name Feb 13, 2012
From: BNY CONVERGEX GROUP LLC
To: CONVERGEX GROUP, LLC
Reel/Frame 027697/0354 →