Patent Assignment
Reel/Frame 025528/0039
First Lien Patent Security Agreement
Recorded: 2010-12-21
Pages: 7
Assignors
BNY CONVERGEX GROUP, LLC
Executed: 2010-12-17
CONVERGEX RESEARCH SOLUTIONS LLC
Executed: 2010-12-17
Assignee
BANK OF AMERICA, N.A., AS COLLATERAL AGENT
335 MADISON AVE, NEW YORK, NEW YORK, 10017
Covered Properties
(12)
Aged Transactions in a Trading System
PCT:
PCT/US2008/064299 ↗
Systems and Methods for Direct Electronic Trading of Depositary Receipts
Independent research analysis, aggregation and delivery system and method
Application:
10/832,460 →
Publication:
US 2005/0240456
Automatic Detection of Functional Defects and Performance Bottlenecks in Network Devices
Systems, methods, and media for trading securities
Application:
12/032,682 →
Publication:
US 2009/0018968
Methods and Systems for Processing Orders
Patent:
8,620,759 →
Application:
12/126,754 →
Commission Management System
Systems, Methods, and Media for Automatically Controlling Trade Executions Based on Percentage of Volume Trading Rates
Systems, methods, and media for placing orders to trade securities
Application:
12/761,143 →
Publication:
US 2011/0258100
Commission Management System
Aged Transactions in a Trading System
Application:
12/951,834 →
Publication:
US 2011/0066545
Systems, Methods, and Media for Controlling Orders in a Trading System
Application:
61/291,858 →
Related Assignments
(25)
Other recorded transfers of the patents in this record — the chain of ownership.
Assignment of Assignor's Interest
Apr 14, 2003
From: LEVINE, ANDREW
To: BANK OF NEW YORK
Reel/Frame 013953/0432 →
Assignment of Assignor's Interest
Jul 23, 2004
From: MCMAHON, SEAN ROBERT; WARD, CHRISTIAN JAMES
To: BNY JAYWALK
Reel/Frame 015609/0067 →
Assignment of Assignor's Interest
Sep 22, 2005
From: LEVINE, ANDREW P.
To: THE BANK OF NEW YORK
Reel/Frame 017023/0328 →
Corrective Assignment to Correct the Incorrect Patent Application Number 10/437513 Previously Recorded on Reel 018392 Frame 0497. Assignor(S) Hereby Confirms the Change of Name.
Oct 16, 2006
From: BNY JAYWALK INC.
To: BNY JAYWALK LLC
Reel/Frame 018393/0077 →
First Lien Patent Security Agreement
Oct 18, 2006
From: BNY JAYWALK LLC; BNY CONVERGEX GROUP, LLC
To: MERRILL LYNCH CAPITAL CORPORATION, AS COLLATERAL AGENT
Reel/Frame 018406/0287 →
Second Lien Patent Security Agreement
Oct 20, 2006
From: BNY JAYWALK LLC; BNY CONVERGEX GROUP, LLC
To: MERRILL LYNCH CAPITAL CORPORATION, AS COLLATERAL AGENT
Reel/Frame 018416/0315 →
Assignment of Assignor's Interest
Sep 27, 2007
From: HUANG, KUNG-SHIUH; LEE, HSIU-LING
To: CISCO TECHNOLOGY, INC.
Reel/Frame 019891/0008 →
Assignment of Assignor's Interest
Sep 27, 2008
From: VIRGILIO, JOSEPH; VIANI, CRAIG
To: BNY CONVERGEX GROUP LLC
Reel/Frame 021596/0829 →
Assignment of Assignor's Interest
Sep 27, 2008
From: ARDELL, GARY; BYRNE, MATTHEW T
To: BNY CONVERGEX GROUP LLC
Reel/Frame 021596/0821 →
Assignment of Assignor's Interest
Oct 9, 2008
From: THE BANK OF NEW YORK
To: BNY CONVERGEX GROUP LLC
Reel/Frame 021656/0335 →
Assignment of Assignor's Interest
Jun 19, 2009
From: WARD, CHRISTIAN JAMES; MCMAHON, SEAN ROBERT
To: BNY JAYWALK
Reel/Frame 022852/0150 →
Change of Name
Sep 30, 2009
From: BNY JAYWALK LLC
To: CONVERGEX RESEARCH SOLUTIONS LLC
Reel/Frame 023305/0559 →
Assignment of Assignor's Interest
Oct 14, 2009
From: KOCIUBA, JAMES T
To: BNY CONVERGEX GROUP LLC
Reel/Frame 023369/0172 →
Assignment of Assignor's Interest
Apr 27, 2010
From: KRISHNA, SRIKANT; LIN, BIQUAN
To: BNY CONVERGEX GROUP, LLC
Reel/Frame 024297/0346 →
Patent Release (Second Lien)
Dec 17, 2010
From: MERRILL LYNCH CAPITAL CORPORATION, AS COLLATERAL AGENT
To: BNY CONVERGEX GROUP, LLC
Reel/Frame 025523/0507 →
Patent Release (First Lien)
Dec 17, 2010
From: MERRILL LYNCH CAPITAL CORPORATION, AS COLLATERAL AGENT
To: BNY CONVERGEX GROUP, LLC
Reel/Frame 025523/0512 →
Second Lien Patent Security Agreement
Dec 22, 2010
From: BNY CONVERGEX GROUP, LLC; CONVERGEX RESEARCH SOLUTIONS LLC
To: BANK OF AMERICA, N.A., AS COLLATERAL AGENT
Reel/Frame 025549/0586 →
Assignment of Assignor's Interest
Jul 13, 2011
From: MURTAUGH, JEANNE L.; RUEBENSTAHL, KEVIN; PRICOLI, PAUL A.; DE LAFORCADE, MICHAEL WILL
To: BANK OF NEW YORK
Reel/Frame 026587/0057 →
Assignment of Assignor's Interest
Jul 13, 2011
From: BANK OF NEW YORK; THE BANK OF NEW YORK COMPANY, INC.
To: BNY CONVERGEX GROUP, LLC
Reel/Frame 026587/0158 →
Change of Name
Dec 12, 2011
From: BNY CONVERGEX GROUP, LLC
To: CONVERGEX GROUP, LLC
Reel/Frame 027367/0551 →
Change of Name
Feb 13, 2012
From: BNY CONVERGEX GROUP LLC
To: CONVERGEX GROUP, LLC
Reel/Frame 027697/0411 →
Change of Name
Feb 13, 2012
From: BNY CONVERGEX GROUP, LLC
To: CONVERGEX GROUP, LLC
Reel/Frame 027697/0446 →
Change of Name
Feb 13, 2012
From: BNY CONVERGEX GROUP LLC
To: CONVERGEX GROUP, LLC
Reel/Frame 027697/0408 →
Change of Name
Feb 13, 2012
From: BNY CONVERGEX GROUP LLC
To: CONVERGEX GROUP, LLC
Reel/Frame 027697/0380 →
Change of Name
Feb 13, 2012
From: BNY CONVERGEX GROUP LLC
To: CONVERGEX GROUP, LLC
Reel/Frame 027697/0354 →