IP Library › Assignment 055944/0473
Patent Assignment
Reel/Frame 055944/0473

Security Interest

Recorded: 2021-04-16 Pages: 7
Assignor
COWEN EXECUTION HOLDCO LLC
Executed: 2021-03-24
Assignee
MORGAN STANLEY SENIOR FUNDING, INC., AS AGENT
1300 THAMES STREET, 4TH FLOOR, THAMES STREET WHARF, BALTIMORE, MARYLAND, 21231
Covered Properties (3)
Systems and Methods for Direct Electronic Trading of Depositary Receipts
Patent: 7,778,896 →
Application: 10/309,750 →
Publication: US 2004/0107156
Systems, Methods, and Media for Automatically Controlling Trade Executions Based on Percentage of Volume Trading Rates
Patent: 7,979,344 →
Application: 12/472,364 →
Publication: US 2010/0023458
Commission Management System
Patent: 8,433,629 →
Application: 12/847,236 →
Publication: US 2011/0010284
Related Assignments (17)
Other recorded transfers of the patents in this record — the chain of ownership.
Assignment of Assignor's Interest Apr 14, 2003
From: LEVINE, ANDREW
To: BANK OF NEW YORK
Reel/Frame 013953/0432 →
Assignment of Assignor's Interest Sep 22, 2005
From: LEVINE, ANDREW P.
To: THE BANK OF NEW YORK
Reel/Frame 017023/0328 →
Assignment of Assignor's Interest Oct 9, 2008
From: THE BANK OF NEW YORK
To: BNY CONVERGEX GROUP LLC
Reel/Frame 021656/0335 →
Assignment of Assignor's Interest Oct 14, 2009
From: KOCIUBA, JAMES T
To: BNY CONVERGEX GROUP LLC
Reel/Frame 023369/0172 →
First Lien Patent Security Agreement Dec 21, 2010
From: BNY CONVERGEX GROUP, LLC; CONVERGEX RESEARCH SOLUTIONS LLC
To: BANK OF AMERICA, N.A., AS COLLATERAL AGENT
Reel/Frame 025528/0039 →
Second Lien Patent Security Agreement Dec 22, 2010
From: BNY CONVERGEX GROUP, LLC; CONVERGEX RESEARCH SOLUTIONS LLC
To: BANK OF AMERICA, N.A., AS COLLATERAL AGENT
Reel/Frame 025549/0586 →
Assignment of Assignor's Interest Jul 13, 2011
From: MURTAUGH, JEANNE L.; RUEBENSTAHL, KEVIN; PRICOLI, PAUL A.; DE LAFORCADE, MICHAEL WILL
To: BANK OF NEW YORK
Reel/Frame 026587/0057 →
Assignment of Assignor's Interest Jul 13, 2011
From: BANK OF NEW YORK; THE BANK OF NEW YORK COMPANY, INC.
To: BNY CONVERGEX GROUP, LLC
Reel/Frame 026587/0158 →
Change of Name Dec 12, 2011
From: BNY CONVERGEX GROUP, LLC
To: CONVERGEX GROUP, LLC
Reel/Frame 027367/0551 →
Change of Name Feb 13, 2012
From: BNY CONVERGEX GROUP LLC
To: CONVERGEX GROUP, LLC
Reel/Frame 027697/0408 →
Change of Name Feb 13, 2012
From: BNY CONVERGEX GROUP LLC
To: CONVERGEX GROUP, LLC
Reel/Frame 027697/0411 →
Release of First Lien Security Interest Recorded at Reel/Frame 018406/0287 Apr 8, 2013
From: MERRILL LYNCH CAPITAL CORPORATION
To: CONVERGEX GROUP LLC (FORMERLY KNOWN AS BNY CONVERGEX GROUP LLC); CONVERGEX SOLUTIONS LLC (FORMERLY KNOWN AS BNY JAYWALK LLC)
Reel/Frame 030167/0590 →
Release of Second Lien Security Interest Recorded at Reel/Frame 025549/0586 Apr 8, 2013
From: BANK OF AMERICA, N.A.
To: CONVERGEX GROUP, LLC (FORMERLY KNOWN AS BNY CONVERGEX GROUP, LLC); CONVERGEX SOLUTIONS LLC (FORMERLY KNOWN AS CONVERGEX RESEARCH SOLUTIONS LLC)
Reel/Frame 030167/0207 →
Release of First Lien Security Interest Recorded at Reel/Frame 025528/0039 Apr 8, 2013
From: BANK OF AMERCA, N.A.
To: CONVERGEX GROUP, LLC (FORMERLY KNOWN AS BNY CONVERGEX GROUP, LLC); CONVERGEX SOLUTIONS LLC (FORMERLY KNOWN AS CONVERGEX RESEARCH SOLUTIONS LLC)
Reel/Frame 030167/0180 →
Release of Second Lien Security Interest Recorded at Reel/Frame 018416/0315 Apr 9, 2013
From: MERRILL LYNCH CAPITAL CORPORATION
To: CONVERGEX GROUP LLC (FORMERLY KNOWN AS BNY CONVERGEX GROUP LLC); CONVERGEX SOLUTIONS LLC (FORMERLY KNOWN AS BNY JAYWALK LLC)
Reel/Frame 030175/0577 →
Change of Name Apr 13, 2021
From: CONVERGEX GROUP, LLC
To: COWEN EXECUTION HOLDCO LLC
Reel/Frame 056004/0325 →
Release of Security Interest Mar 1, 2023
From: MORGAN STANLEY SENIOR FUNDING, INC.
To: COWEN EXECUTION HOLDCO LLC
Reel/Frame 062843/0779 →