Patent Assignment
Reel/Frame 010292/0981
Assignment of Assignor's Interest
Recorded: 1999-10-07
Pages: 7
Assignors
HAMBRECHT, WILLIAM R.
Executed: 1999-09-28
HANSSON, OTHAR
Executed: 1999-09-28
HAYES, JORDAN
Executed: 1999-09-28
KATZ, ALAN
Executed: 1999-09-27
OCHERET, CHARLES
Executed: 1999-09-28
REGAN, MATT
Executed: 1999-09-28
Assignee
W.R. HAMBRECHT & CO.
550 15TH STREET, SAN FRANCISCO, CALIFORNIA, 94103
Covered Property
(1)
Auction System and Method for Pricing and Allocation During Capital Formation
Patent:
6,629,082 →
Application:
09/347,949 →
Related Assignments
(4)
Other recorded transfers of the patent in this record — the chain of ownership.
Security Agreement
Aug 1, 2006
From: W.R. HAMBRECHT + CO., INC.
To: HIGHFIELDS CAPITAL I LP; HIGHFIELDS CAPITAL II LP; HIGHFIELDS CAPITAL III L.P.; PARK AVENUE EQUITY PARTNERS, L.P.
Reel/Frame 018039/0098 →
Merger
Feb 15, 2007
From: W.R. HAMBRECHT & CO., LLC
To: W.R. HAMBRECHT + CO., LLC
Reel/Frame 018894/0486 →
Release of Security Interest
Apr 6, 2009
From: W.R. HAMBRECHT + CO., INC.
To: HIGHFIELDS CAPITAL I LP; HIGHFIELDS CAPITAL II LP; HIGHFIELDS CAPITAL III L.P.; AMERICAN CENTURY VENTURES, INC.
Reel/Frame 022510/0302 →
Assignment of Assignor's Interest
May 20, 2009
From: W.R. HAMBRECHT + CO., LLC
To: W.R. HAMBRECHT + CO., INC.
Reel/Frame 022703/0917 →