Patent Assignment
Reel/Frame 018039/0098
Security Agreement
Recorded: 2006-08-01
Pages: 12
Assignor
W.R. HAMBRECHT + CO., INC.
Executed: 2006-07-31
Assignees
HIGHFIELDS CAPITAL I LP
C/O HIGHFIELDS CAPITAL MANAGEMENT, 200 CLARENDON ST. #51, JOHN HANCOCK TOWER, BOSTON, MASSACHUSETTS, 02116
HIGHFIELDS CAPITAL II LP
C/O HIGHFIELDS CAPITAL MANAGEMENT, 200 CLARENDON ST. #51, JOHN HANCOCK TOWER, BOSTON, MASSACHUSETTS, 02116
HIGHFIELDS CAPITAL III L.P.
C/O HIGHFIELDS CAPITAL MANAGEMENT, 200 CLARENDON ST. #51, JOHN HANCOCK TOWER, BOSTON, MASSACHUSETTS, 02116
PARK AVENUE EQUITY PARTNERS, L.P.
399 PARK AVENUE, STE. 3204, NEW YORK, NEW YORK, 10022
AMERICAN CENTURY VENTURES, INC.
4500 MAIN STREET, 9TH FLOOR, KANSAS CITY, MISSOURI, 64111
Covered Property
(1)
Auction System and Method for Pricing and Allocation During Capital Formation
Patent:
6,629,082 →
Application:
09/347,949 →
Related Assignments
(4)
Other recorded transfers of the patent in this record — the chain of ownership.
Assignment of Assignor's Interest
Oct 7, 1999
From: HAMBRECHT, WILLIAM R.; HANSSON, OTHAR; HAYES, JORDAN; KATZ, ALAN
To: W.R. HAMBRECHT & CO.
Reel/Frame 010292/0981 →
Merger
Feb 15, 2007
From: W.R. HAMBRECHT & CO., LLC
To: W.R. HAMBRECHT + CO., LLC
Reel/Frame 018894/0486 →
Release of Security Interest
Apr 6, 2009
From: W.R. HAMBRECHT + CO., INC.
To: HIGHFIELDS CAPITAL I LP; HIGHFIELDS CAPITAL II LP; HIGHFIELDS CAPITAL III L.P.; AMERICAN CENTURY VENTURES, INC.
Reel/Frame 022510/0302 →
Assignment of Assignor's Interest
May 20, 2009
From: W.R. HAMBRECHT + CO., LLC
To: W.R. HAMBRECHT + CO., INC.
Reel/Frame 022703/0917 →