IP Library › Assignment 022703/0917
Patent Assignment
Reel/Frame 022703/0917

Assignment of Assignor's Interest

Recorded: 2009-05-20 Pages: 6
Assignor
W.R. HAMBRECHT + CO., LLC
Executed: 2009-05-19
Assignee
W.R. HAMBRECHT + CO., INC.
PIER 1, BAY 3, SAN FRANCISCO, CALIFORNIA, 94111
Covered Properties (9)
Event Timing Mechanisms for Dutch Auction of Securities
Allocation Mechanisms for Dutch Auction of Securities
Auction System and Method for Pricing and Allocation During Capital Formation
Patent: 6,629,082 →
Application: 09/347,949 →
System and Method for Pricing and Allocation of Commodities or Securities
Patent: 7,415,436 →
Application: 09/668,255 →
Auction System and Method for Pricing and Allocation During Capital Formation
Patent: 7,587,358 →
Application: 10/632,818 →
Publication: US 2004/0039685
System and Methods for Pricing and Allocation of Commodities or Securities
Patent: 7,647,270 →
Application: 11/479,134 →
Publication: US 2007/0083457
Allocation Mechanisms for Dutch Auction of Securities
Application: 11/758,315 →
Publication: US 2008/0306855
Internet-Based System for Auctioning Securities
Application: 12/108,820 →
Publication: US 2008/0222023
System and Method for Pricing and Allocation of Commodities or Securities
Patent: 7,644,034 →
Application: 12/193,175 →
Publication: US 2008/0306865
Related Assignments (12)
Other recorded transfers of the patents in this record — the chain of ownership.
Assignment of Assignor's Interest Oct 7, 1999
From: HAMBRECHT, WILLIAM R.; HANSSON, OTHAR; HAYES, JORDAN; KATZ, ALAN
To: W.R. HAMBRECHT & CO.
Reel/Frame 010292/0981 →
Assignment of Assignor's Interest Sep 21, 2000
From: EVELYN, MICHAEL H.; GOLDBERG, ROBERT S.; HAYES, JORDAN M.; GERRISH, CLIFF M.
To: W.R. HAMBRECHT & CO., LLC
Reel/Frame 011138/0335 →
Security Agreement Aug 1, 2006
From: W.R. HAMBRECHT + CO., INC.
To: HIGHFIELDS CAPITAL I LP; HIGHFIELDS CAPITAL II LP; HIGHFIELDS CAPITAL III L.P.; PARK AVENUE EQUITY PARTNERS, L.P.
Reel/Frame 018039/0098 →
Merger Feb 15, 2007
From: W.R. HAMBRECHT & CO., LLC
To: W.R. HAMBRECHT + CO., LLC
Reel/Frame 018894/0486 →
Assignment of Assignor's Interest Aug 1, 2007
From: KATZ, ALAN; WHITE, WHITNEY
To: W.R. HAMBRECHT + CO., LLC
Reel/Frame 019629/0283 →
Assignment of Assignor's Interest Feb 11, 2008
From: EVELYN, MICHAEL H.; GOLDBERG, ROBERT S.; HAYES, JORDAN M.; GERRISH, CLIFFF M.
To: W.R. HAMBRECHT & CO., LLC
Reel/Frame 020493/0224 →
Assignment of Assignor's Interest May 28, 2008
From: HAMBRECHT, WILLIAM R.; WHITE, WHITNEY; SCHNEIDER, EDWARD JOHN, IV; CLAY, HARRISON
To: W.R. HAMBRECHT & CO., LLC
Reel/Frame 021007/0320 →
Assignment of Assignor's Interest Aug 20, 2008
From: EVELYN, MICHAEL H.; GOLDBERG, ROBERT S.; HAYES, JORDAN M.; GERRISH, CLIFF M.
To: W.R. HAMBRECHT + CO., LLC
Reel/Frame 021416/0738 →
Release of Security Interest Apr 6, 2009
From: W.R. HAMBRECHT + CO., INC.
To: HIGHFIELDS CAPITAL I LP; HIGHFIELDS CAPITAL II LP; HIGHFIELDS CAPITAL III L.P.; AMERICAN CENTURY VENTURES, INC.
Reel/Frame 022510/0302 →
Merger Apr 14, 2009
From: W.R. HAMBRECHT & CO., LLC
To: W.R. HAMBRECHT + CO., LLC
Reel/Frame 022545/0230 →
Assignment of Assignor's Interest Apr 14, 2009
From: HAMBRECHT, WILLIAM R.; HANSSON, OTHAR; HAYES, JORDAN; KATZ, ALAN
To: W.R. HAMBRECHT & CO.
Reel/Frame 022545/0081 →
Merger Apr 14, 2009
From: W.R. HAMBRECHT & CO., LLC
To: W.R. HAMBRECHT + CO., LLC
Reel/Frame 022544/0485 →