Patent Assignment
Reel/Frame 018894/0486
Merger
Recorded: 2007-02-15
Pages: 5
Assignor
W.R. HAMBRECHT & CO., LLC
Executed: 1999-06-30
Assignee
W.R. HAMBRECHT + CO., LLC
539 BRYANT STREET, SUITE 100, SAN FRANCISCO, CALIFORNIA, 94107
Covered Properties
(3)
Auction System and Method for Pricing and Allocation During Capital Formation
Patent:
6,629,082 →
Application:
09/347,949 →
System and Method for Pricing and Allocation of Commodities or Securities
Patent:
7,415,436 →
Application:
09/668,255 →
Internet-based system for auctioning securities
Application:
11/447,602 →
Publication:
US 2006/0282367
Related Assignments
(6)
Other recorded transfers of the patents in this record — the chain of ownership.
Assignment of Assignor's Interest
Oct 7, 1999
From: HAMBRECHT, WILLIAM R.; HANSSON, OTHAR; HAYES, JORDAN; KATZ, ALAN
To: W.R. HAMBRECHT & CO.
Reel/Frame 010292/0981 →
Assignment of Assignor's Interest
Sep 21, 2000
From: EVELYN, MICHAEL H.; GOLDBERG, ROBERT S.; HAYES, JORDAN M.; GERRISH, CLIFF M.
To: W.R. HAMBRECHT & CO., LLC
Reel/Frame 011138/0335 →
Security Agreement
Aug 1, 2006
From: W.R. HAMBRECHT + CO., INC.
To: HIGHFIELDS CAPITAL I LP; HIGHFIELDS CAPITAL II LP; HIGHFIELDS CAPITAL III L.P.; PARK AVENUE EQUITY PARTNERS, L.P.
Reel/Frame 018039/0098 →
Assignment of Assignor's Interest
Aug 18, 2006
From: KATZ, ALAN; CLAY, HARRISON; WHITE, WHITNEY; CORBUS, BARCLAY
To: W.R. HAMBRECHT & CO., LLC
Reel/Frame 018135/0918 →
Release of Security Interest
Apr 6, 2009
From: W.R. HAMBRECHT + CO., INC.
To: HIGHFIELDS CAPITAL I LP; HIGHFIELDS CAPITAL II LP; HIGHFIELDS CAPITAL III L.P.; AMERICAN CENTURY VENTURES, INC.
Reel/Frame 022510/0302 →
Assignment of Assignor's Interest
May 20, 2009
From: W.R. HAMBRECHT + CO., LLC
To: W.R. HAMBRECHT + CO., INC.
Reel/Frame 022703/0917 →